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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIR
3126
DELISTED
CIRCOR International, Inc
CIR
– –
-10,981
Closed -$739K
RAD
3127
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-1,500
Closed -$145K
MMP
3128
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-25,346
Closed -$2.13M
AMRS
3129
DELISTED
Amyris Inc.
AMRS
– –
-750
Closed -$43K
AJRD
3130
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-91,748
Closed -$1.47M
ISEE
3131
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-83,715
Closed -$3.26M
RUTH
3132
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-63,383
Closed -$700K
MN
3133
DELISTED
MANNING & NAPIER, INC.
MN
– –
-98,785
Closed -$1.66M
CTXS
3134
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-459,748
Closed -$26.1M
CTXS
3135
PUT
DELISTED
Citrix Systems Inc
CTXS
– –
-170,286
Closed -$9.67M
CNR
3136
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-96,368
Closed -$1.87M
TVTY
3137
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-45,920
Closed -$736K
EPAY
3138
DELISTED
Bottomline Technologies Inc
EPAY
– –
-64,491
Closed -$1.78M
XLRN
3139
DELISTED
Acceleron Pharma
XLRN
– –
-35,038
Closed -$1.06M
CATM
3140
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-19,030
Closed -$670K
SINA
3141
CALL
DELISTED
Sina Corp
SINA
– –
-203,400
Closed -$8.37M
SINA
3142
PUT
DELISTED
Sina Corp
SINA
– –
-244,100
Closed -$10M
TLI
3143
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-25,613
Closed -$296K
MNTA
3144
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-191,633
Closed -$2.17M
MINI
3145
DELISTED
Mobile Mini Inc
MINI
– –
-11,616
Closed -$406K
ASNA
3146
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-750
Closed -$200K
MDSO
3147
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-29,834
Closed -$1.32M
RTEC
3148
DELISTED
Rudolph Technologies Inc
RTEC
– –
-67,389
Closed -$610K
TYPE
3149
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-33,121
Closed -$938K
DFRG
3150
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-30,175
Closed -$577K
124 125
126
127 128

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.