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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSIX
3126
Power Solutions International
PSIX
$761M
– –
-25,345
Closed -$1.82M
TPC
3127
Tutor Perini Cor
TPC
$5.04B
– –
-6,550
Closed -$207K
ENZ
3128
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-22,259
Closed -$117K
LGTY
3129
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
– –
-12,600
Closed -$124K
BCOV
3130
DELISTED
Brightcove, Inc.
BCOV
– –
-198,258
Closed -$2.09M
VIRX
3131
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
– –
-101
Closed -$139K
AUMN
3132
DELISTED
Golden Minerals Company
AUMN
– –
-652
Closed -$19K
SEEL
3133
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– -$35K
TELL
3134
DELISTED
Tellurian Inc.
TELL
– –
-3,051
Closed -$54K
ATRI
3135
DELISTED
Atrion Corp
ATRI
– –
-748
Closed -$244K
CONN
3136
DELISTED
Conn's Inc.
CONN
– –
-44,083
Closed -$2.18M
MCBC
3137
DELISTED
Macatawa Bank Corp
MCBC
– –
-14,173
Closed -$72K
BIOL
3138
DELISTED
Biolase, Inc.
BIOL
– –
-1
Closed -$35K
THMO
3139
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
-1
Closed -$16K
YTEN
3140
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– -$12K
EXPR
3141
DELISTED
Express, Inc.
EXPR
– –
-1,315
Closed -$448K
FRTX
3142
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-8
Closed -$32K
CORR
3143
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-2,446
Closed -$91K
ACER
3144
DELISTED
Acer Therapeutics Inc
ACER
– –
-122
Closed -$17K
WWE
3145
CALL
DELISTED
World Wrestling Entertainment
WWE
– –
-123,700
Closed -$1.48M
WWE
3146
DELISTED
World Wrestling Entertainment
WWE
– –
-11,527
Closed -$138K
FRBK
3147
DELISTED
Republic First Bancorp Inc
FRBK
– –
-12,154
Closed -$61K
SWIR
3148
DELISTED
Sierra Wireless
SWIR
– –
-10,526
Closed -$212K
STAB
3149
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
– –
-1,177
Closed -$11K
RBCN
3150
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-8,808
Closed -$771K
124 125
126
127 128

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.