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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMCS
3101
DELISTED
P M C SIERRA INC
PMCS
– –
-79,925
Closed -$928K
BDBD
3102
DELISTED
BOULDER BRANDS INC
BDBD
– –
-49,043
Closed -$538K
PVA
3103
DELISTED
PENN VIRGINIA CORP
PVA
– –
-16,308
Closed -$5K
AVOL
3104
DELISTED
AVOLON HLDGS LTD SHS (CYM)
AVOL
– –
-13,443
Closed -$416K
SD
3105
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-15,767
Closed -$3K
TW
3106
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-1,858
Closed -$239K
GBSN
3107
DELISTED
GREAT BASIN SCIENTIFIC INC COM PAR $.0001 NEW
GBSN
– –
-3
Closed -$8K
FMSA
3108
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
– –
-29,476
Closed -$69K
TACO
3109
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-95,258
Closed -$1.01M
PRSN
3110
DELISTED
PERSEON CORP COM STK NEW (DE)
PRSN
– –
-11,600
Closed -$3K
CJES
3111
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-125,693
Closed -$598K
ARC
3112
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-19,540
Closed -$86K
EZCH
3113
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
– –
-13,547
Closed -$335K
IRC
3114
DELISTED
INLAND REAL ESTATE CORP
IRC
– –
-251,870
Closed -$2.68M
REGI
3115
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-32,886
Closed -$306K
MCF
3116
DELISTED
Contango Oil & Gas Co.
MCF
– –
-10,625
Closed -$68K
EFII
3117
DELISTED
Electronics for Imaging
EFII
– –
-6,515
Closed -$305K
PHF
3118
DELISTED
Pacholder High Yield
PHF
– –
-27,665
Closed -$168K
FDML
3119
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-23,532
Closed -$162K
DWRE
3120
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-7,784
Closed -$420K
LNCO
3121
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-420,373
Closed -$429K
DCA
3122
DELISTED
Virtus Total Return Fund
DCA
– –
-51,792
Closed -$197K
CB
3123
DELISTED
CHUBB CORPORATION
CB
– –
-257,479
Closed -$34.2M
ASTI
3124
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
– –
-30,500
Closed -$4K
POM
3125
DELISTED
PEPCO HOLDINGS, INC.
POM
– –
-1,202,445
Closed -$31.3M
121 122 123 124
125

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.