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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLS
3101
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-1,627
Closed -$9K
NETI
3102
DELISTED
Eneti Inc.
NETI
– –
-174
Closed -$28K
FRTX
3103
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-4
Closed -$6K
NATI
3104
DELISTED
National Instruments Corp
NATI
– –
-8,519
Closed -$237K
ZNH
3105
DELISTED
China Southern Airlines Company Limited
ZNH
– –
-46,015
Closed -$1.68M
KRA
3106
DELISTED
Kraton Corporation
KRA
– –
-92,164
Closed -$1.65M
NXQ
3107
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-59,456
Closed -$779K
SPRT
3108
DELISTED
support.com, Inc.
SPRT
– –
-3,626
Closed -$12K
MUH
3109
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-34,337
Closed -$513K
MR
3110
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-808
Closed -$24K
AXAS
3111
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-1,098
Closed -$28K
CETV
3112
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-10,110
Closed -$22K
SRF
3113
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-19,580
Closed -$268K
AYR
3114
DELISTED
Aircastle Ltd
AYR
– –
-96,186
Closed -$1.98M
AREX
3115
DELISTED
Approach Resources Inc.
AREX
– –
-10,369
Closed -$19K
AAC
3116
DELISTED
AAC Holdings
AAC
– –
-48,893
Closed -$1.09M
ROX
3117
DELISTED
Castle Brands, Inc.
ROX
– –
-16,181
Closed -$21K
BT
3118
DELISTED
BT Group plc (ADR)
BT
– –
-56,450
Closed -$1.8M
UQM
3119
DELISTED
UQM Technologies, Inc.
UQM
– –
-12,785
Closed -$8K
LABL
3120
DELISTED
Multi-Color Corp
LABL
– –
-3,301
Closed -$252K
EPE
3121
DELISTED
EP Energy Corporation
EPE
– –
-210,431
Closed -$1.08M
CIVI
3122
DELISTED
Civitas Solutions, Inc.
CIVI
– –
-55,696
Closed -$1.28M
SGYP
3123
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-11,920
Closed -$63K
ARII
3124
DELISTED
American Railcar Industries, Inc.
ARII
– –
-50,133
Closed -$1.81M
GST
3125
DELISTED
Gastar Exploration Inc.
GST
– –
-35,948
Closed -$41K
123 124
125
126 127

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.