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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTY
3101
DELISTED
QUALITY DISTR INC FLA
QLTY
– –
-34,212
Closed -$529K
OCR
3102
DELISTED
OMNICARE INC
OCR
– –
-95,180
Closed -$8.97M
GTI
3103
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-11,457
Closed -$57K
CMGE
3104
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
– –
-10,361
Closed -$219K
AEC
3105
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-209,303
Closed -$5.99M
INFA
3106
DELISTED
INFORMATICA CORP
INFA
– –
-13,741
Closed -$666K
AYN
3107
DELISTED
Alliance New York Income Fund
AYN
– –
-33,924
Closed -$477K
CYNI
3108
DELISTED
CYAN INC COM
CYNI
– –
-10,161
Closed -$53K
MCRL
3109
DELISTED
MICREL INC
MCRL
– –
-30,127
Closed -$419K
EXL
3110
DELISTED
EXCEL TRUST , INC COM STK
EXL
– –
-236,913
Closed -$3.74M
MRH
3111
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-11,619
Closed -$459K
SUSQ
3112
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-269,869
Closed -$3.81M
RBS.PRM
3113
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-10,255
Closed -$255K
RBS.PRP
3114
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
– –
-1,149
Closed -$28K
PWRD
3115
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
– –
-74,695
Closed -$1.48M
DTV
3116
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-905,596
Closed -$84M
CTRX
3117
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-251,859
Closed -$15.4M
QEPM
3118
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
– –
-179,356
Closed -$3.14M
FMSA
3119
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
– –
-181,809
Closed -$1.49M
ROSE
3120
DELISTED
ROSETTA RESOURCES INC
ROSE
– –
-153,004
Closed -$3.54M
RALY
3121
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-17,976
Closed -$350K
ADVS
3122
DELISTED
Advent Software Inc
ADVS
– –
-63,112
Closed -$2.79M
MIG
3123
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
– –
-399,680
Closed -$3.44M
KRFT
3124
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-952,730
Closed -$81.1M
FDO
3125
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-355,589
Closed -$28M
122 123 124
125
126

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.