We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
3101
TriCo Bancshares
TCBK
$1.85B
– –
-73,341
Closed -$1.66M
TFSL icon
3102
TFS Financial
TFSL
$5.19B
– –
-10,249
Closed -$147K
TSLA icon
3103
PUT
Tesla
TSLA
$1.27T
– –
-1,821,000
Closed -$29.5M
TX icon
3104
Ternium
TX
$10.2B
– –
-75,686
Closed -$1.82M
VCLT icon
3105
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
– –
-2,431
Closed -$218K
VGZ icon
3106
Vista Gold
VGZ
$288M
– –
-11,459
Closed -$5K
VLO icon
3107
CALL
Valero Energy
VLO
$87.6B
– –
-89,000
Closed -$4.12M
VNDA icon
3108
Vanda Pharmaceuticals
VNDA
$307M
– –
-146,195
Closed -$1.52M
VRA icon
3109
Vera Bradley
VRA
$99.2M
– –
-1,516
Closed -$31K
VRA icon
3110
PUT
Vera Bradley
VRA
$99.2M
– –
-10,000
Closed -$207K
WNC icon
3111
Wabash National
WNC
$506M
– –
-10,214
Closed -$137K
WNS
3112
DELISTED
WNS Holdings
WNS
– –
-10,062
Closed -$226K
WOR icon
3113
Worthington Enterprises
WOR
$2.91B
– –
-434,960
Closed -$9.98M
WWW icon
3114
PUT
Wolverine World Wide
WWW
$1.62B
– –
-4,500
Closed -$113K
XLB icon
3115
State Street Materials Select Sector SPDR ETF
XLB
$8.61B
– –
-482,800
Closed -$12M
XLE icon
3116
PUT
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
– –
-116,200
Closed -$5.26M
XLF icon
3117
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
– –
-820,891
Closed -$16.7M
XLI icon
3118
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$34B
– –
-190,600
Closed -$10.1M
XLP icon
3119
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-52,998
Closed -$2.39M
DXYN
3120
DELISTED
Dixie Group Inc
DXYN
– –
-221,433
Closed -$1.92M
PRFT
3121
DELISTED
Perficient Inc
PRFT
– –
-54,264
Closed -$813K
MFD
3122
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-184,369
Closed -$3.1M
CAMP
3123
DELISTED
CalAmp Corp.
CAMP
– –
-3,081
Closed -$1.25M
BFX
3124
DELISTED
BowFlex Inc.
BFX
– –
-20,569
Closed -$246K
GOL
3125
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-180,500
Closed -$1.74M
123 124
125
126 127

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.