We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COSI
3076
DELISTED
COSI INC NEW COM STK (DE)
COSI
– –
-17,675
Closed -$1K
EGL
3077
DELISTED
Engility Holdings, Inc.
EGL
– –
-31,384
Closed -$989K
WGA
3078
DELISTED
AG&E Holdings Inc
WGA
– –
-19,899
Closed -$5K
STRZA
3079
DELISTED
Starz - Series A
STRZA
– –
-27,423
Closed -$855K
IID
3080
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-15,115
Closed -$100K
HHY
3081
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-714,031
Closed -$5.23M
EMKR
3082
DELISTED
Emcore Corp
EMKR
– –
-520
Closed -$30K
HTR
3083
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-258,238
Closed -$5.79M
EMD
3084
DELISTED
Western Asset Emerging Markets
EMD
– –
-82,895
Closed -$954K
REGI
3085
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-10,240
Closed -$88K
CBB
3086
DELISTED
Cincinnati Bell Inc.
CBB
– –
-4,508
Closed -$92K
CKH
3087
DELISTED
Seacor Holdings Inc.
CKH
– –
-32,568
Closed -$1.87M
DGSE
3088
DELISTED
DGSE Companies, Inc.
DGSE
– –
-16,561
Closed -$14K
IMUC
3089
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-1,984
Closed -$9K
NTT
3090
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-5,048
Closed -$231K
NWBO
3091
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-27,644
Closed -$15K
LNKD
3092
DELISTED
LinkedIn Corporation
LNKD
– –
-48,047
Closed -$9.18M
LXK
3093
DELISTED
Lexmark Intl Inc
LXK
– –
-73,446
Closed -$2.94M
SCTY
3094
DELISTED
SolarCity Corporation
SCTY
– –
-731,270
Closed -$14.3M
MWW
3095
DELISTED
Monster Worldwide Inc
MWW
– –
-20,879
Closed -$75K
RPTP
3096
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-49,849
Closed -$447K
JGV
3097
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
– –
-96,172
Closed -$1.15M
PNY
3098
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-44,971
Closed -$2.7M
AMCC
3099
DELISTED
Applied Micro Circuits Corporation New
AMCC
– –
-176,160
Closed -$1.22M
ETRM
3100
DELISTED
EnteroMedics Inc.
ETRM
– –
-562
Closed -$5K
121 122 123
124
125

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.