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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCG
3076
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
– –
-47,065
Closed -$320K
GRH
3077
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
– –
-16,000
Closed -$2K
DMND
3078
DELISTED
DIAMOND FOODS, INC.
DMND
– –
-52,714
Closed -$2.03M
SIRO
3079
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-133,672
Closed -$14.6M
REE
3080
DELISTED
RARE ELEMENT RES LTD
REE
– –
-38,498
Closed -$6K
TSYS
3081
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
– –
-15,996
Closed -$79K
KING
3082
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
– –
-141,775
Closed -$2.54M
PCL
3083
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-764,549
Closed -$36.5M
NGLS
3084
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-113,645
Closed -$1.88M
OCAT
3085
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
– –
-19,084
Closed -$161K
ZINC
3086
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-23,961
Closed -$49K
CTCT
3087
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-33,654
Closed -$984K
SWI
3088
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-227,462
Closed -$13.4M
IO
3089
DELISTED
ION Geophysical Corporation
IO
– –
-1,836
Closed -$14K
PBY
3090
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-65,280
Closed -$1.2M
BRCM
3091
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-700,087
Closed -$40.5M
CBMX
3092
DELISTED
CombiMatrix Corporation
CBMX
– –
-707
Closed -$8K
SYA
3093
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-76,996
Closed -$2.45M
PCP
3094
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-108,481
Closed -$25.2M
MW
3095
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-110,104
Closed -$1.62M
OVTI
3096
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-13,848
Closed -$402K
BMR
3097
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-1,572,410
Closed -$37.3M
DYAX
3098
DELISTED
DYAX CORPORATION
DYAX
– –
-240,873
Closed -$9.06M
UTIW
3099
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-51,750
Closed -$364K
WPP
3100
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-18,930
Closed -$194K
121 122 123
124
125

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.