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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADAM
3076
Adamas Trust
ADAM
$856M
– –
-192,532
Closed -$6.01M
OESX icon
3077
Orion Energy Systems
OESX
$71.3M
– –
-1,338
Closed -$54K
PAGP icon
3078
Plains GP Holdings
PAGP
$5.02B
– –
-21,072
Closed -$1.79M
PKOH icon
3079
Park-Ohio Holdings
PKOH
$670M
– –
-4,721
Closed -$275K
PLOW icon
3080
Douglas Dynamics
PLOW
$1.04B
– –
-9,783
Closed -$172K
PRSO icon
3081
Peraso
PRSO
$10.8M
– –
-2
Closed -$58K
PSMT icon
3082
Pricesmart
PSMT
$5.5B
– –
-2,331
Closed -$203K
PTN
3083
Palatin Technologies
PTN
$14M
– –
-10
Closed -$13K
RDNT icon
3084
RadNet
RDNT
$5.36B
– –
-17,656
Closed -$117K
REFR icon
3085
Research Frontiers
REFR
$16.3M
– –
-11,964
Closed -$73K
REPX icon
3086
Riley Exploration Permian
REPX
$739M
– –
-208
Closed -$11K
REX icon
3087
REX American Resources
REX
$1.43B
– –
-19,686
Closed -$241K
RIOT icon
3088
Riot Platforms
RIOT
$8.02B
– –
-1,438
Closed -$26K
RMTI icon
3089
Rockwell Medical
RMTI
$28.3M
– –
-172
Closed -$227K
SBCF icon
3090
Seacoast Banking Corp of Florida
SBCF
$3.34B
– –
-10,014
Closed -$108K
SHYF
3091
DELISTED
The Shyft Group
SHYF
– –
-183,694
Closed -$834K
SMSI icon
3092
Smith Micro Software
SMSI
$15.7M
– –
-86
Closed -$14K
SRI icon
3093
Stoneridge
SRI
$205M
– –
-14,794
Closed -$159K
SSKN
3094
DELISTED
Strata Skin Sciences
SSKN
– –
-53
Closed -$8K
SSO icon
3095
ProShares Ultra S&P500
SSO
$8.26B
– –
-3,334,400
Closed -$24.1M
STRR
3096
DELISTED
Star Equity Holdings
STRR
– –
-318
Closed -$57K
SUPN icon
3097
Supernus Pharmaceuticals
SUPN
$2.72B
– –
-11,187
Closed -$122K
T icon
3098
PUT
AT&T
T
$162B
– –
-218,460
Closed -$5.84M
TDY icon
3099
Teledyne Technologies
TDY
$31.9B
– –
-8,570
Closed -$833K
TLPH icon
3100
Talphera
TLPH
$74.2M
– –
-650
Closed -$133K
122 123
124
125 126

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.