We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
3076
PUT
CME Group
CME
$95B
– –
-20,000
Closed -$1.52M
CVM icon
3077
CEL-SCI Corp
CVM
$28.1M
– –
-12
Closed -$20K
DAL icon
3078
CALL
Delta Air Lines
DAL
$60.5B
– –
-200,000
Closed -$3.74M
DHC
3079
CALL
Diversified Healthcare Trust
DHC
$2.11B
– –
-1,312
Closed -$34K
DRH icon
3080
CALL
Diamondrock Hospitality Co
DRH
$2.58B
– –
-50,000
Closed -$466K
EEM icon
3081
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.2B
– –
-27,000
Closed -$1.04M
EGBN icon
3082
Eagle Bancorp
EGBN
$849M
– –
-9,292
Closed -$208K
EPR icon
3083
PUT
EPR Properties
EPR
$4.7B
– –
-29,700
Closed -$1.49M
EQR icon
3084
CALL
Equity Residential
EQR
$25B
– –
-40,000
Closed -$2.32M
EVTC icon
3085
Evertec
EVTC
$1.85B
– –
-164,450
Closed -$3.61M
EWH icon
3086
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-8,605
Closed -$158K
EWJ icon
3087
iShares MSCI Japan ETF
EWJ
$22.5B
– –
-35,486
Closed -$1.59M
EWS icon
3088
iShares MSCI Singapore ETF
EWS
$1.06B
– –
-5,816
Closed -$149K
EWZ icon
3089
CALL
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-50,000
Closed -$2.19M
EWZ icon
3090
PUT
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-50,000
Closed -$2.19M
FCX icon
3091
CALL
Freeport-McMoran
FCX
$95.5B
– –
-100,000
Closed -$2.76M
FET icon
3092
Forum Energy Technologies
FET
$846M
– –
-1,584
Closed -$964K
FITB
3093
PUT
Fifth Third Bancorp
FITB
$51.7B
– –
-120,000
Closed -$2.17M
GAB icon
3094
Gabelli Equity Trust
GAB
$1.76B
– –
-11,812
Closed -$74K
GDOT icon
3095
Green Dot
GDOT
$759M
– –
-65,134
Closed -$1.3M
GMED icon
3096
Globus Medical
GMED
$11B
– –
-40,636
Closed -$685K
GRFS
3097
Grifois
GRFS
$5.33B
– –
-271,840
Closed -$3.87M
GS icon
3098
PUT
Goldman Sachs
GS
$301B
– –
-28,000
Closed -$4.24M
GWRE icon
3099
Guidewire Software
GWRE
$13.3B
– –
-33,659
Closed -$1.42M
HBAN icon
3100
PUT
Huntington Bancshares
HBAN
$35.1B
– –
-400,000
Closed -$3.15M
122 123
124
125 126

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.