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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT
3051
DELISTED
Adeptus Health Inc
ADPT
– –
-4,644
Closed -$253K
ACW
3052
DELISTED
Accuride Corp
ACW
– –
-11,469
Closed -$19K
SAAS
3053
DELISTED
inContact, Inc.
SAAS
– –
-17,794
Closed -$170K
VMEM
3054
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-5,559
Closed -$20K
REXI
3055
DELISTED
RESOURCE AMERICA INC CL-A
REXI
– –
-20,732
Closed -$126K
SQNM
3056
DELISTED
SEQUENOM INC NEW
SQNM
– –
-13,127
Closed -$22K
HTWR
3057
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-5,475
Closed -$276K
RSE
3058
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-20,490
Closed -$298K
XNPT
3059
DELISTED
XENOPORT, INC.
XNPT
– –
-14,504
Closed -$79K
CRDC
3060
DELISTED
CARDICA INC COM NEW (DE)
CRDC
– –
-1,767
Closed -$3K
HERO
3061
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-394
Closed -$1K
BBEP
3062
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-192,559
Closed -$130K
SGL
3063
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-18,162
Closed -$159K
UNIS
3064
DELISTED
Unilife Corporation
UNIS
– –
-2,775
Closed -$14K
SZYM
3065
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-30,616
Closed -$76K
ORIG
3066
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-4
Closed -$60K
BTU
3067
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-10,204
Closed -$78K
HNT
3068
DELISTED
HEALTH NET INC
HNT
– –
-25,270
Closed -$1.73M
RLD
3069
DELISTED
REALD INC COM STK
RLD
– –
-42,984
Closed -$453K
PRE
3070
DELISTED
PARTNERRE LTD
PRE
– –
-34,408
Closed -$4.81M
RJET
3071
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-542,706
Closed -$2.13M
SFG
3072
DELISTED
STANCORP FINL GRP
SFG
– –
-20,176
Closed -$2.3M
GMCR
3073
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-463,899
Closed -$41.7M
MR
3074
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-28,723
Closed -$778K
SLH
3075
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-17,466
Closed -$958K
121 122
123
124 125

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.