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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKC
3051
DELISTED
IBERIABANK Corp
IBKC
– –
-8,228
Closed -$561K
TIVO
3052
DELISTED
Tivo Inc
TIVO
– –
-41,098
Closed -$656K
I
3053
DELISTED
INTELSAT S. A.
I
– –
-11,117
Closed -$110K
CSS
3054
DELISTED
CSS Industries, Inc.
CSS
– –
-7,170
Closed -$217K
DPLO
3055
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-4,789
Closed -$214K
ARRY
3056
DELISTED
Array Biopharma Inc
ARRY
– –
-698,115
Closed -$5.03M
ESL
3057
DELISTED
Esterline Technologies
ESL
– –
-2,158
Closed -$206K
ITG
3058
DELISTED
Investment Technology Group Inc
ITG
– –
-11,009
Closed -$273K
ENLK
3059
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-262,983
Closed -$5.78M
BCS.PRD.CL
3060
DELISTED
Barclays Bank Plc
BCS.PRD.CL
– –
-164,907
Closed -$4.29M
KERX
3061
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-493,584
Closed -$4.93M
WEB
3062
DELISTED
Web.com Group, Inc.
WEB
– –
-66,832
Closed -$1.62M
SYNT
3063
DELISTED
Syntel Inc
SYNT
– –
-21,014
Closed -$998K
PHH
3064
DELISTED
PHH Corporation
PHH
– –
-13,523
Closed -$352K
ILG
3065
DELISTED
ILG, Inc Common Stock
ILG
– –
-9,698
Closed -$222K
CASC
3066
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-1,668
Closed -$37K
CUDA
3067
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-5,365
Closed -$212K
SSNI
3068
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-24,371
Closed -$302K
FNFV
3069
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-33,219
Closed -$511K
EVER
3070
DELISTED
Everbank Financial Corp
EVER
– –
-106,289
Closed -$2.09M
MENT
3071
DELISTED
Mentor Graphics Corp
MENT
– –
-11,381
Closed -$301K
CLC
3072
DELISTED
Clarcor
CLC
– –
-3,445
Closed -$214K
BEBE
3073
DELISTED
Bebe Stores Inc
BEBE
– –
-1,184
Closed -$24K
SEMI
3074
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-22,415
Closed -$387K
AEGR
3075
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-189,734
Closed -$3.6M
121 122
123
124 125

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.