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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
3051
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
– –
-176,400
Closed -$11.3M
INO icon
3052
Inovio Pharmaceuticals
INO
$69.6M
– –
-22,039
Closed -$2.43M
IRBT
3053
DELISTED
iRobot
IRBT
– –
-47,751
Closed -$1.66M
IVV icon
3054
iShares Core S&P 500 ETF
IVV
$897B
$0 ﹤0.01%
2
-112,680
-100% -$23.4M
IWS icon
3055
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
– –
-152,000
Closed -$11.2M
JOF
3056
Japan Smaller Capitalization Fund
JOF
$348M
– –
-11,652
Closed -$105K
KNDI
3057
Kandi Technologies Group
KNDI
$70.3M
– –
-136,990
Closed -$1.92M
LFUS icon
3058
Littelfuse
LFUS
$11.7B
– –
-17,750
Closed -$1.72M
LKFN icon
3059
Lakeland Financial Corp
LKFN
$1.55B
– –
-61,116
Closed -$1.77M
LRN icon
3060
Stride
LRN
$3.4B
– –
-186,327
Closed -$2.21M
LSCC icon
3061
Lattice Semiconductor
LSCC
$18.3B
– –
-11,814
Closed -$81K
MORN icon
3062
Morningstar
MORN
$7.37B
– –
-3,964
Closed -$257K
MTDR icon
3063
Matador Resources
MTDR
$6.04B
– –
-16,291
Closed -$329K
NKE icon
3064
PUT
Nike
NKE
$62.3B
– –
-7,200
Closed -$346K
NUGT icon
3065
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.08B
– –
-71,350
Closed -$31.9M
ADAM
3066
Adamas Trust
ADAM
$856M
– –
-118,989
Closed -$3.67M
OMF icon
3067
OneMain Financial
OMF
$7.48B
– –
-22,107
Closed -$799K
PEO
3068
Adams Natural Resources Fund
PEO
$726M
– –
-64,141
Closed -$1.47M
PFD
3069
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
– –
-10,149
Closed -$143K
PFO
3070
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
– –
-20,040
Closed -$231K
PHX
3071
DELISTED
PHX Minerals
PHX
– –
-10,702
Closed -$248K
PPT
3072
Franklin Premier Income Trust
PPT
$329M
– –
-23,618
Closed -$124K
PUK icon
3073
Prudential
PUK
$34.7B
– –
-27,176
Closed -$1.22M
RBBN icon
3074
Ribbon Communications
RBBN
$376M
– –
-5,168
Closed -$103K
RSP icon
3075
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
– –
-252,294
Closed -$20.2M
121 122
123
124 125

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.