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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSTM icon
3051
HealthStream
HSTM
$871M
– –
-10,736
Closed -$258K
HYMB icon
3052
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
– –
-8,132
Closed -$231K
IBCP icon
3053
Independent Bank Corp
IBCP
$792M
– –
-13,034
Closed -$155K
ICF icon
3054
iShares Select U.S. REIT ETF
ICF
$2.1B
– –
-6,186
Closed -$261K
IJR icon
3055
iShares Core S&P Small-Cap ETF
IJR
$113B
– –
-3,798
Closed -$198K
INSM icon
3056
Insmed
INSM
$21.4B
– –
-173,377
Closed -$2.26M
IPAR icon
3057
Interparfums
IPAR
$4.12B
– –
-28,597
Closed -$786K
IWB icon
3058
iShares Russell 1000 ETF
IWB
$49.9B
– –
-3,500
Closed -$385K
IWM icon
3059
CALL
iShares Russell 2000 ETF
IWM
$83B
– –
-25,000
Closed -$2.73M
IWR icon
3060
iShares Russell Mid-Cap ETF
IWR
$57.3B
– –
-13,600
Closed -$538K
IXC icon
3061
iShares Global Energy ETF
IXC
$2.8B
– –
-7,345
Closed -$322K
JPI
3062
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-186,600
Closed -$4.28M
KB icon
3063
KB Financial Group
KB
$42.1B
– –
-17,816
Closed -$645K
TBHC
3064
DELISTED
The Brand House Collective
TBHC
– –
-29,031
Closed -$468K
KKR icon
3065
KKR & Co
KKR
$97.2B
– –
-29,470
Closed -$657K
KLIC icon
3066
Kulicke & Soffa
KLIC
$4.91B
– –
-51,759
Closed -$737K
KMX icon
3067
PUT
CarMax
KMX
$8.16B
– –
-36,000
Closed -$1.67M
KRE icon
3068
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
– –
-25,000
Closed -$947K
LCII icon
3069
LCI Industries
LCII
$2.6B
– –
-14,590
Closed -$616K
LPL icon
3070
LG Display
LPL
$3.23B
– –
-144,047
Closed -$2.27M
LPSN icon
3071
LivePerson
LPSN
$27M
– –
-859
Closed -$162K
MCRI icon
3072
Monarch Casino & Resort
MCRI
$2.25B
– –
-46,416
Closed -$553K
META icon
3073
CALL
Meta Platforms (Facebook)
META
$1.5T
– –
-101,700
Closed -$8.04M
MHI
3074
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-29,039
Closed -$443K
MLI icon
3075
Mueller Industries
MLI
$15.1B
– –
-103,800
Closed -$741K
121 122
123
124 125

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.