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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JACK icon
3051
Jack in the Box
JACK
$331M
– –
-4,856
Closed -$291K
JJSF icon
3052
J&J Snack Foods
JJSF
$1.72B
– –
-2,205
Closed -$208K
JLS icon
3053
Nuveen Mortgage and Income Fund
JLS
$94.6M
– –
-10,232
Closed -$251K
KOF icon
3054
Coca-Cola Femsa
KOF
$23B
– –
-1,943
Closed -$221K
LADR
3055
Ladder Capital
LADR
$1.21B
– –
-226,953
Closed -$3.3M
LEN icon
3056
CALL
Lennar Class A
LEN
$20.4B
– –
-18,700
Closed -$747K
LOGI icon
3057
Logitech
LOGI
$14.7B
– –
-140,175
Closed -$1.83M
LSTA icon
3058
Lisata Therapeutics
LSTA
$9.74M
– –
-96
Closed -$93K
LULU icon
3059
PUT
lululemon athletica
LULU
$14.2B
– –
-36,300
Closed -$1.47M
LYTS icon
3060
LSI Industries
LYTS
$913M
– –
-16,491
Closed -$132K
MBI icon
3061
CALL
MBIA
MBI
$269M
– –
-20,000
Closed -$230K
MBOT icon
3062
Microbot Medical
MBOT
$121M
– –
-13
Closed -$42K
MBWM icon
3063
Mercantile Bank Corp
MBWM
$1.06B
– –
-9,664
Closed -$221K
MKL icon
3064
Markel Group
MKL
$23.2B
– –
-2,668
Closed -$1.75M
MLCO icon
3065
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-13,496
Closed -$481K
MMSI icon
3066
Merit Medical Systems
MMSI
$5.24B
– –
-148,838
Closed -$2.25M
MRIN
3067
DELISTED
Marin Software
MRIN
– –
-122
Closed -$61K
MVIS icon
3068
Microvision
MVIS
$76.1M
– –
-948
Closed -$29K
SDEV
3069
Stablecoin Development Corp
SDEV
$52.5M
– –
0
– -$14K
NDLS icon
3070
Noodles & Co
NDLS
$108M
– –
-3,003
Closed -$836K
NEO icon
3071
NeoGenomics
NEO
$2B
– –
-16,343
Closed -$54K
NGS icon
3072
Natural Gas Services Group
NGS
$469M
– –
-6,676
Closed -$221K
NNBR icon
3073
NN Inc
NNBR
$298M
– –
-9,242
Closed -$236K
NVRI icon
3074
Enviri
NVRI
$630M
– –
-23,490
Closed -$626K
NXST icon
3075
Nexstar Media Group
NXST
$5.74B
– –
-25,220
Closed -$1.3M
121 122
123
124 125

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.