We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DARA
3051
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$7K ﹤0.01%
2,890
– –
AGIG
3052
Abundia Global Impact Group
AGIG
$39.2M
$6K ﹤0.01%
161
– –
OIBR.C
3053
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$6K ﹤0.01%
6
-2
-25% -$1.89K
AB icon
3054
AllianceBernstein
AB
$3.47B
– –
-12,132
Closed -$253K
ABG icon
3055
Asbury Automotive
ABG
$3.88B
– –
-6,603
Closed -$265K
ACHC icon
3056
Acadia Healthcare
ACHC
$2.86B
– –
-18,902
Closed -$625K
AFB
3057
AllianceBernstein National Municipal Income Fund
AFB
$314M
– –
-14,614
Closed -$197K
AGEN
3058
Agenus
AGEN
$312M
– –
-547
Closed -$41K
AGNC icon
3059
CALL
AGNC Investment
AGNC
$12.6B
– –
-45,000
Closed -$1.03M
AIG icon
3060
PUT
American International
AIG
$42.4B
– –
-80,000
Closed -$3.58M
ALEX
3061
DELISTED
Alexander & Baldwin
ALEX
– –
-5,673
Closed -$226K
ANIP icon
3062
ANI Pharmaceuticals
ANIP
$1.88B
– –
-3,761
Closed -$23K
APYX icon
3063
Apyx Medical
APYX
$175M
– –
-37,609
Closed -$111K
AXP icon
3064
PUT
American Express
AXP
$231B
– –
-36,000
Closed -$2.69M
BAC icon
3065
CALL
Bank of America
BAC
$441B
– –
-250,000
Closed -$3.21M
BBDC icon
3066
Barings BDC
BBDC
$963M
– –
-128,921
Closed -$3.55M
BBSI icon
3067
Barrett Business Services
BBSI
$813M
– –
-88,684
Closed -$1.16M
BLK icon
3068
PUT
Blackrock
BLK
$175B
– –
-10,000
Closed -$2.57M
CACC icon
3069
Credit Acceptance
CACC
$6.03B
– –
-3,455
Closed -$363K
CBOE icon
3070
Cboe Global Markets
CBOE
$30.2B
– –
-16,047
Closed -$748K
CBRE icon
3071
PUT
CBRE Group
CBRE
$42.7B
– –
-50,000
Closed -$1.17M
CBU icon
3072
Community Bank
CBU
$3.44B
– –
-155,911
Closed -$4.81M
CENT icon
3073
Central Garden & Pet Co
CENT
$2.91B
– –
-31,239
Closed -$177K
CIVI
3074
DELISTED
Civitas Resources
CIVI
– –
-83
Closed -$328K
CMA
3075
PUT
DELISTED
Comerica
CMA
– –
-60,000
Closed -$2.39M
121 122
123
124 125

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.