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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBC
3026
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-3,967
Closed -$405K
PKD
3027
DELISTED
Parker Drilling Company
PKD
– –
-2,372
Closed -$65K
ARRY
3028
DELISTED
Array Biopharma Inc
ARRY
– –
-12,195
Closed -$51K
AMID
3029
DELISTED
American Midstream Partners, LP
AMID
– –
-965,529
Closed -$7.81M
LGCY
3030
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-141,249
Closed -$247K
KEYW
3031
DELISTED
The KEYW Holding Corporation
KEYW
– –
-544,265
Closed -$3.28M
TVPT
3032
DELISTED
Travelport Worldwide Limited
TVPT
– –
-21,618
Closed -$280K
NAVB
3033
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-745
Closed -$20K
CBK
3034
DELISTED
Christopher & Banks Corporation
CBK
– –
-17,010
Closed -$28K
OCLR
3035
DELISTED
Oclaro Inc.
OCLR
– –
-25,516
Closed -$89K
ZOES
3036
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-16,696
Closed -$466K
SNMX
3037
DELISTED
Senomyx, Inc.
SNMX
– –
-20,249
Closed -$76K
DFBG
3038
DELISTED
Differential Brands Group Inc
DFBG
– –
-757
Closed -$4K
SHLD
3039
DELISTED
Sears Holding Corporation
SHLD
– –
-16,569
Closed -$341K
ETP
3040
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-113,562
Closed -$2.92M
ANTH
3041
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
– –
-3,081
Closed -$114K
CBI
3042
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-14,556
Closed -$568K
OME
3043
DELISTED
Omega Protein
OME
– –
-24,502
Closed -$544K
TESO
3044
DELISTED
Tesco Corp
TESO
– –
-10,728
Closed -$78K
FNFV
3045
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-7,802
Closed -$88K
LMOS
3046
DELISTED
Lumos Networks Corp
LMOS
– –
-23,014
Closed -$256K
CEMP
3047
DELISTED
Cempra, Inc.
CEMP
– –
-134,526
Closed -$4.19M
PWE
3048
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-29,121
Closed -$24K
XCO
3049
DELISTED
Exco Resources
XCO
– –
-5,086
Closed -$95K
UTEK
3050
DELISTED
Ultratech Inc.
UTEK
– –
-65,626
Closed -$1.3M
120 121
122
123 124

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.