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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSTK icon
3026
Shutterstock
SSTK
$216M
– –
-5,939
Closed -$348K
TDY icon
3027
Teledyne Technologies
TDY
$31.7B
– –
-2,693
Closed -$284K
TLT icon
3028
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-3,998,000
Closed -$470M
TMQ
3029
Trilogy Metals
TMQ
$615M
– –
-10,983
Closed -$6K
VLGEA icon
3030
Village Super Market
VLGEA
$639M
– –
-6,492
Closed -$205K
WABC icon
3031
Westamerica Bancorp
WABC
$1.38B
– –
-7,573
Closed -$384K
WDFC icon
3032
WD-40
WDFC
$3.1B
– –
-2,298
Closed -$200K
WOR icon
3033
Worthington Enterprises
WOR
$2.86B
– –
-11,737
Closed -$218K
XHR
3034
Xenia Hotels & Resorts
XHR
$1.83B
– –
-11,043
Closed -$240K
AAMI
3035
Acadian Asset Management
AAMI
$3.26B
– –
-16,008
Closed -$285K
LGTY
3036
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
– –
-11,820
Closed -$112K
LL
3037
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-13,794
Closed -$286K
CIR
3038
DELISTED
CIRCOR International, Inc
CIR
– –
-12,676
Closed -$691K
WWE
3039
DELISTED
World Wrestling Entertainment
WWE
– –
-10,895
Closed -$179K
NUVA
3040
DELISTED
NuVasive, Inc.
NUVA
– –
-10,246
Closed -$486K
SWIR
3041
DELISTED
Sierra Wireless
SWIR
– –
-24,056
Closed -$598K
LFC
3042
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-24,589
Closed -$535K
ARNA
3043
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-2,095
Closed -$97K
GTS
3044
DELISTED
Triple-S Management Corporation
GTS
– –
-8,579
Closed -$209K
INOV
3045
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-10,057
Closed -$281K
ECHO
3046
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-8,911
Closed -$291K
CSOD
3047
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-11,215
Closed -$390K
CATM
3048
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-6,282
Closed -$233K
EGOV
3049
DELISTED
NIC Inc
EGOV
– –
-81,446
Closed -$1.49M
NGHC
3050
DELISTED
National General Holdings Corp
NGHC
– –
-9,845
Closed -$205K
120 121
122
123 124

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.