We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSGS
3026
DELISTED
CSG Systems International
CSGS
– –
-8,791
Closed -$231K
CSTE icon
3027
Caesarstone
CSTE
$79.9M
– –
-22,710
Closed -$1.17M
CXH
3028
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-52,181
Closed -$477K
DE icon
3029
CALL
Deere & Co
DE
$167B
– –
-40,000
Closed -$3.28M
DSM
3030
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
– –
-141,167
Closed -$1.14M
DVAX
3031
DELISTED
Dynavax Technologies
DVAX
– –
-1,933
Closed -$28K
DY icon
3032
Dycom Industries
DY
$12.5B
– –
-49,516
Closed -$1.52M
ECPG icon
3033
Encore Capital Group
ECPG
$2.05B
– –
-23,163
Closed -$1.03M
EHTH icon
3034
eHealth
EHTH
$45.1M
– –
-11,680
Closed -$282K
EMCB icon
3035
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
– –
-4,395
Closed -$333K
ETO
3036
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$518M
– –
-17,215
Closed -$425K
F icon
3037
CALL
Ford
F
$56.8B
– –
-50,000
Closed -$740K
FARO
3038
DELISTED
Faro Technologies
FARO
– –
-10,618
Closed -$539K
FCFS icon
3039
FirstCash
FCFS
$9.32B
– –
-8,593
Closed -$481K
FCX icon
3040
PUT
Freeport-McMoran
FCX
$96.7B
– –
-30,000
Closed -$980K
FHI icon
3041
Federated Hermes
FHI
$4.85B
– –
-21,723
Closed -$638K
FSS icon
3042
Federal Signal
FSS
$8.09B
– –
-89,437
Closed -$1.19M
FUN icon
3043
Cedar Fair
FUN
$1.85B
– –
-8,953
Closed -$423K
GGN
3044
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$773M
– –
-269,645
Closed -$2.49M
GIL icon
3045
Gildan
GIL
$10.5B
– –
-32,050
Closed -$877K
GM icon
3046
CALL
General Motors
GM
$77.5B
– –
-50,000
Closed -$1.6M
GTLS
3047
DELISTED
Chart Industries
GTLS
– –
-5,937
Closed -$363K
HAE icon
3048
Haemonetics
HAE
$3.88B
– –
-5,938
Closed -$208K
HOPE icon
3049
Hope Bancorp
HOPE
$1.83B
– –
-87,619
Closed -$1.28M
HOUS
3050
CALL
DELISTED
Anywhere Real Estate
HOUS
– –
-31,800
Closed -$1.18M
120 121
122
123 124

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.