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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GALT icon
3026
Galectin Therapeutics
GALT
$212M
– –
-11,406
Closed -$157K
GDX icon
3027
PUT
VanEck Gold Miners ETF
GDX
$25.6B
– –
-115,500
Closed -$3.06M
GE icon
3028
PUT
GE Aerospace
GE
$389B
– –
-34,429
Closed -$4.36M
GEVO icon
3029
Gevo
GEVO
$351M
– –
-4
Closed -$18K
GIII icon
3030
CALL
G-III Apparel Group
GIII
$1.51B
– –
-10,800
Closed -$442K
GNRC icon
3031
Generac Holdings
GNRC
$12.5B
– –
-5,377
Closed -$262K
GROW icon
3032
US Global Investors
GROW
$38.5M
– –
-12,041
Closed -$42K
GSIT icon
3033
GSI Technology
GSIT
$254M
– –
-10,752
Closed -$64K
GT icon
3034
PUT
Goodyear
GT
$1.94B
– –
-82,500
Closed -$2.29M
GTN icon
3035
Gray Television
GTN
$440M
– –
-21,474
Closed -$282K
HBIO icon
3036
Harvard Bioscience
HBIO
$27.9M
– –
-1,245
Closed -$57K
HCKT icon
3037
Hackett Group
HCKT
$280M
– –
-15,009
Closed -$90K
HFWA icon
3038
Heritage Financial
HFWA
$1.21B
– –
-15,958
Closed -$257K
STRR
3039
Star Equity Holdings
STRR
$42.4M
– –
-1,277
Closed -$50K
HTBK
3040
DELISTED
Heritage Commerce
HTBK
– –
-15,105
Closed -$124K
AGIG
3041
Abundia Global Impact Group
AGIG
$39.2M
– –
-201
Closed -$12K
III icon
3042
Information Services Group
III
$239M
– –
-13,806
Closed -$66K
IMMR icon
3043
Immersion
IMMR
$246M
– –
-12,834
Closed -$163K
INOD icon
3044
Innodata
INOD
$2.14B
– –
-12,731
Closed -$41K
INSG icon
3045
Inseego
INSG
$86.3M
– –
-1,453
Closed -$28K
IRBT
3046
PUT
DELISTED
iRobot
IRBT
– –
-16,500
Closed -$676K
IVV icon
3047
iShares Core S&P 500 ETF
IVV
$897B
$0 ﹤0.01%
2
– –
IWM icon
3048
PUT
iShares Russell 2000 ETF
IWM
$82.1B
– –
-194,400
Closed -$23.1M
IWN icon
3049
iShares Russell 2000 Value ETF
IWN
$14.5B
– –
-15,600
Closed -$1.61M
IXP icon
3050
iShares Global Comm Services ETF
IXP
$571M
– –
-1,547
Closed -$98K
120 121
122
123 124

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.