We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTIC
3001
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-6,302
Closed -$25K
VSTO
3002
DELISTED
Vista Outdoor Inc.
VSTO
– –
-64,561
Closed -$2.38M
BAS
3003
DELISTED
Basis Energy Services, Inc.
BAS
– –
-10,250
Closed -$362K
TRCO
3004
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-5,784
Closed -$203K
NSU
3005
DELISTED
Nevsun Resources Ltd.
NSU
– –
-29,976
Closed -$93K
REN
3006
DELISTED
Resolute Energy Corporaton
REN
– –
-11,277
Closed -$464K
BOBE
3007
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-34,555
Closed -$1.84M
OKSB
3008
DELISTED
Southwest Bancorp Inc/OK
OKSB
– –
-8,509
Closed -$247K
FPO
3009
DELISTED
First Potomac Realty Trust
FPO
– –
-315,490
Closed -$3.46M
HEOP
3010
DELISTED
Heritage Oaks Bancorp
HEOP
– –
-15,334
Closed -$189K
GEQ
3011
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– –
-112,374
Closed -$1.84M
QUNR
3012
DELISTED
Qunar Cayman Islands Limited
QUNR
– –
-27,248
Closed -$821K
VNR
3013
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-27,159
Closed -$18K
FDML
3014
DELISTED
Federal-Mogul Holdings Corporation
FDML
– –
-14,692
Closed -$151K
ACAS
3015
DELISTED
American Capital Ltd
ACAS
– –
-176,009
Closed -$3.15M
EDE
3016
DELISTED
Empire District Electric
EDE
– –
-7,372
Closed -$252K
QGENF
3017
DELISTED
QIAGEN NV
QGENF
– –
-161,029
Closed -$4.51M
MHG
3018
DELISTED
Marine Harvest ASA
MHG
– –
-121,465
Closed -$2.2M
117 118 119 120
121

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.