We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPF icon
3001
Central Pacific Financial
CPF
$1.02B
– –
-22,315
Closed -$468K
CVM icon
3002
CEL-SCI Corp
CVM
$26.6M
– –
-22
Closed -$10K
DBC icon
3003
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
– –
-51,920
Closed -$786K
DGII icon
3004
Digi International
DGII
$2.74B
– –
-134,550
Closed -$1.59M
DXPE icon
3005
DXP Enterprises
DXPE
$2.61B
– –
-15,587
Closed -$425K
EDU icon
3006
New Oriental
EDU
$9.06B
– –
-18,382
Closed -$372K
ENPH icon
3007
Enphase Energy
ENPH
$5.15B
– –
-1,206,108
Closed -$4.46M
ENS icon
3008
EnerSys
ENS
$6.92B
– –
-15,745
Closed -$843K
ENSG icon
3009
The Ensign Group
ENSG
$10.4B
– –
-88,584
Closed -$1.77M
EOT
3010
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
– –
-52,590
Closed -$1.09M
ESPR
3011
DELISTED
Esperion Therapeutics
ESPR
– –
-8,496
Closed -$200K
EVC icon
3012
Entravision Communication
EVC
$1.07B
– –
-13,927
Closed -$92K
FF icon
3013
Future Fuel
FF
$217M
– –
-55,174
Closed -$545K
FFA
3014
First Trust Enhanced Equity Income Fund
FFA
$464M
– –
-57,507
Closed -$714K
FOR icon
3015
Forestar Group
FOR
$1.51B
– –
-66,324
Closed -$872K
GEG icon
3016
Great Elm Group
GEG
$67.7M
– –
-1,933
Closed -$17K
GEL icon
3017
Genesis Energy
GEL
$1.82B
– –
-89,630
Closed -$3.44M
GEOS icon
3018
Geospace Technologies
GEOS
$94.6M
– –
-37,902
Closed -$523K
GGZ
3019
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-10,294
Closed -$102K
HCI icon
3020
HCI Group
HCI
$2.28B
– –
-42,995
Closed -$1.67M
HVT icon
3021
Haverty Furniture Companies
HVT
$450M
– –
-53,140
Closed -$1.25M
HY icon
3022
Hyster-Yale Materials Handling
HY
$726M
– –
-3,668
Closed -$212K
IEF icon
3023
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-3,200,000
Closed -$345M
IGLB icon
3024
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
– –
-3,661
Closed -$209K
INGN icon
3025
Inogen
INGN
$187M
– –
-5,424
Closed -$263K
119 120
121
122 123

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.