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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXN icon
3001
PC Connection
CNXN
$2.19B
– –
-10,467
Closed -$216K
CPRX
3002
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-17,744
Closed -$45K
CPSS icon
3003
Consumer Portfolio Services
CPSS
$208M
– –
-11,349
Closed -$87K
CTLP
3004
DELISTED
Cantaloupe
CTLP
– –
-21,043
Closed -$44K
CVM icon
3005
CEL-SCI Corp
CVM
$28.1M
– –
-34
Closed -$32K
CWST icon
3006
Casella Waste Systems
CWST
$5.75B
– –
-21,608
Closed -$109K
CYTK icon
3007
Cytokinetics
CYTK
$11B
– –
-17,607
Closed -$84K
DAL icon
3008
CALL
Delta Air Lines
DAL
$60.5B
– –
-165,000
Closed -$6.49M
DE icon
3009
PUT
Deere & Co
DE
$166B
– –
-49,500
Closed -$4.5M
DSS icon
3010
DSS Inc
DSS
$5.02M
– –
-9
Closed -$28K
DVY icon
3011
iShares Select Dividend ETF
DVY
$23.5B
– –
-23,137
Closed -$1.78M
ECON icon
3012
Columbia Emerging Markets Consumer ETF
ECON
$333M
– –
-15,115
Closed -$419K
EGY icon
3013
Vaalco Energy
EGY
$552M
– –
-17,489
Closed -$126K
EPM icon
3014
Evolution Petroleum
EPM
$127M
– –
-14,460
Closed -$158K
ET icon
3015
Energy Transfer Partners
ET
$71.2B
– –
-66,194
Closed -$1.95M
EWT icon
3016
iShares MSCI Taiwan ETF
EWT
$10.6B
– –
-9,450
Closed -$299K
EWU icon
3017
iShares MSCI United Kingdom ETF
EWU
$4.13B
– –
-7,313
Closed -$305K
EWZ icon
3018
PUT
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-57,800
Closed -$2.78M
EXLS icon
3019
EXL Service
EXLS
$5.25B
– –
-41,530
Closed -$245K
FBIO icon
3020
Fortress Biotech
FBIO
$92M
– –
-1,107
Closed -$29K
FCNCA icon
3021
First Citizens BancShares
FCNCA
$25.5B
– –
-1,117
Closed -$274K
FFBC icon
3022
First Financial Bancorp
FFBC
$3.55B
– –
-19,196
Closed -$330K
FLL icon
3023
Full House Resorts
FLL
$79.4M
– –
-10,419
Closed -$15K
FOLD
3024
DELISTED
Amicus Therapeutics
FOLD
– –
-16,717
Closed -$56K
FXI icon
3025
iShares China Large-Cap ETF
FXI
$4.29B
– –
-7,800
Closed -$289K
119 120
121
122 123

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.