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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSUR icon
2976
OraSure Technologies
OSUR
$275M
– –
-25,448
Closed -$162K
PLUG icon
2977
Plug Power
PLUG
$2.89B
– –
-15,423
Closed -$33K
PSMT icon
2978
Pricesmart
PSMT
$5.5B
– –
-3,495
Closed -$290K
RARE icon
2979
Ultragenyx Pharmaceutical
RARE
$2.54B
– –
-65,713
Closed -$7.37M
RDNT icon
2980
RadNet
RDNT
$5.36B
– –
-20,018
Closed -$124K
REPX icon
2981
Riley Exploration Permian
REPX
$739M
– –
-233
Closed -$3K
RMTI icon
2982
Rockwell Medical
RMTI
$28.3M
– –
-206
Closed -$232K
RSP icon
2983
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
– –
-21,403
Closed -$1.64M
RUSHA icon
2984
Rush Enterprises Class A
RUSHA
$6.2B
– –
-146,482
Closed -$1.43M
SCS
2985
DELISTED
Steelcase
SCS
– –
-75,260
Closed -$1.12M
SINT icon
2986
SiNtx Technologies
SINT
$10.4M
– –
0
– -$3K
SOL
2987
DELISTED
Emeren Group
SOL
– –
-6,222
Closed -$53K
SRPT icon
2988
Sarepta Therapeutics
SRPT
$1.77B
– –
-126,065
Closed -$4.86M
SSB icon
2989
SouthState Bank Corp
SSB
$10.5B
– –
-3,441
Closed -$248K
SSTK icon
2990
Shutterstock
SSTK
$217M
– –
-10,640
Closed -$344K
STKL
2991
DELISTED
SunOpta
STKL
– –
-154,232
Closed -$1.05M
TFSL icon
2992
TFS Financial
TFSL
$5.01B
– –
-28,737
Closed -$541K
TRS icon
2993
TriMas Corp
TRS
$1.45B
– –
-54,976
Closed -$1.03M
UMBF icon
2994
UMB Financial
UMBF
$11B
– –
-5,757
Closed -$268K
USNA icon
2995
Usana Health Sciences
USNA
$275M
– –
-28,148
Closed -$1.8M
VWO icon
2996
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-2,400
Closed -$79K
WGO icon
2997
Winnebago Industries
WGO
$885M
– –
-12,102
Closed -$241K
WNS
2998
DELISTED
WNS Holdings
WNS
– –
-6,819
Closed -$213K
XLE icon
2999
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-65,000
Closed -$1.97M
XOMA
3000
DELISTED
Xoma
XOMA
– –
-678
Closed -$18K
118 119
120
121 122

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.