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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
276
Iron Mountain
IRM
$36.1B
$10.2M 0.09%
205,031
+25,552
+14% +$1.29M
ENPH icon
277
Enphase Energy
ENPH
$5.53B
$10.2M 0.09%
38,345
+15,343
+67% +$4.46M
XEL icon
278
Xcel Energy
XEL
$48.8B
$10.1M 0.09%
144,087
-24,143
-14% -$1.61M
FCPT icon
279
Four Corners Property Trust
FCPT
$2.75B
$10.1M 0.09%
389,097
-5,695
-1% -$147K
WPC icon
280
W.P. Carey
WPC
$16.4B
$10M 0.09%
131,088
+15,319
+13% +$1.15M
NMCO icon
281
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
$9.95M 0.09%
905,024
+166,049
+22% +$1.85M
DG icon
282
Dollar General
DG
$27.9B
$9.94M 0.09%
40,382
+4,394
+12% +$1.09M
ETW
283
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$9.9M 0.09%
1,275,927
+136,309
+12% +$1.11M
BAX icon
284
Baxter International
BAX
$14.2B
$9.9M 0.09%
194,223
+13,190
+7% +$708K
NFJ
285
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$9.89M 0.09%
876,727
+206,512
+31% +$2.34M
ARDC
286
Are Dynamic Credit Allocation Fund
ARDC
$298M
$9.88M 0.09%
852,331
-288,542
-25% -$3.41M
SLV icon
287
iShares Silver Trust
SLV
$30.7B
$9.87M 0.09%
448,434
-92,058
-17% -$1.8M
KEX icon
288
Kirby Corp
KEX
$6.93B
$9.86M 0.09%
153,233
-2,294
-1% -$153K
BKR icon
289
Baker Hughes
BKR
$61.1B
$9.86M 0.09%
333,815
+50,657
+18% +$1.4M
SCHW
290
Charles Schwab
SCHW
$187B
$9.85M 0.09%
118,350
-1,840
-2% -$143K
CLX icon
291
Clorox
CLX
$12.7B
$9.79M 0.09%
69,777
-8,303
-11% -$1.18M
ARBG
292
DELISTED
Aequi Acquisition Corp
ARBG
$9.79M 0.09%
999,157
-38,700
-4% -$386K
DIAX
293
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$9.75M 0.09%
628,905
-6,246
-1% -$94.8K
HYT icon
294
BlackRock Corporate High Yield Fund
HYT
$1.37B
$9.69M 0.09%
1,108,980
-1,085,670
-49% -$9.47M
FDX icon
295
FedEx
FDX
$75.4B
$9.62M 0.08%
55,534
+4,494
+9% +$747K
CSQ icon
296
Calamos Strategic Total Return Fund
CSQ
$3.35B
$9.58M 0.08%
713,528
+142,711
+25% +$1.93M
VKI icon
297
Invesco Advantage Municipal Income Trust II
VKI
$401M
$9.56M 0.08%
1,113,220
-23,069
-2% -$193K
CTRE icon
298
CareTrust REIT
CTRE
$9.74B
$9.56M 0.08%
514,528
-10,426
-2% -$195K
FRT icon
299
Federal Realty Investment Trust
FRT
$10.3B
$9.54M 0.08%
94,460
+17,828
+23% +$1.81M
LFUS icon
300
Littelfuse
LFUS
$11.6B
$9.5M 0.08%
43,158
-218
-0.5% -$48.6K
10 11
12
13 14

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.