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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRE icon
276
CareTrust REIT
CTRE
$9.73B
$15.4M 0.08%
673,248
+3,160
+0.5% +$66.9K
MCK icon
277
McKesson
MCK
$102B
$15.3M 0.08%
61,680
-8,270
-12% -$1.82M
STAG icon
278
STAG Industrial
STAG
$7.18B
$15.3M 0.08%
319,250
+13,921
+5% +$607K
ICE icon
279
Intercontinental Exchange
ICE
$84.3B
$15.3M 0.08%
111,891
+5,634
+5% +$746K
MCA
280
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$15.3M 0.08%
962,249
-76,290
-7% -$1.19M
FCPT icon
281
Four Corners Property Trust
FCPT
$2.75B
$15.2M 0.08%
515,674
+39,242
+8% +$1.12M
KNX icon
282
Knight Transportation
KNX
$11.4B
$15.1M 0.08%
247,435
-20,530
-8% -$1.16M
CMI icon
283
Cummins
CMI
$88.6B
$14.9M 0.08%
68,472
+17,137
+33% +$3.9M
DGX icon
284
Quest Diagnostics
DGX
$26.3B
$14.9M 0.08%
86,088
-4,209
-5% -$640K
MBB icon
285
iShares MBS ETF
MBB
$39.1B
$14.7M 0.08%
136,653
-21,012
-13% -$2.26M
TRV icon
286
Travelers Companies
TRV
$80.1B
$14.6M 0.08%
93,318
+39,937
+75% +$6.24M
ANGL icon
287
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$14.6M 0.08%
441,473
+80,523
+22% +$2.65M
Y
288
DELISTED
Alleghany Corp
Y
$14.5M 0.08%
21,782
-383
-2% -$255K
IGA
289
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$14.5M 0.08%
1,401,625
+309,841
+28% +$3.11M
VKI icon
290
Invesco Advantage Municipal Income Trust II
VKI
$400M
$14.5M 0.08%
1,189,251
-83,262
-7% -$1.01M
WLK icon
291
Westlake Corp
WLK
$9.92B
$14.5M 0.08%
148,781
+12,378
+9% +$1.21M
ABNB icon
292
Airbnb
ABNB
$106B
$14.4M 0.08%
86,487
+82,802
+2,247% +$14.6M
STX icon
293
Seagate
STX
$185B
$14.4M 0.08%
127,310
-46,168
-27% -$4.49M
DXC icon
294
DXC Technology
DXC
$1.74B
$14.3M 0.07%
443,479
+51,913
+13% +$1.69M
HIG icon
295
Hartford Financial Services
HIG
$39.2B
$14.1M 0.07%
204,828
+141,595
+224% +$9.99M
ETV
296
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$14.1M 0.07%
843,870
+133,834
+19% +$2.21M
FRT icon
297
Federal Realty Investment Trust
FRT
$10.3B
$14.1M 0.07%
103,527
+31,701
+44% +$4.02M
PNC icon
298
PNC Financial Services
PNC
$101B
$14.1M 0.07%
70,336
+12,913
+22% +$2.63M
CHI
299
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$14.1M 0.07%
931,955
+88,139
+10% +$1.37M
STZ icon
300
Constellation Brands
STZ
$23.2B
$14.1M 0.07%
56,083
+7,274
+15% +$1.66M
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.