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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
276
Essex Property Trust
ESS
$18.5B
$13.2M 0.09%
48,684
+8,097
+20% +$2.1M
CTVA icon
277
Corteva
CTVA
$51.3B
$13.2M 0.09%
282,894
-32,964
-10% -$1.46M
ADM icon
278
Archer Daniels Midland
ADM
$36.9B
$13.2M 0.09%
231,207
-3,645
-2% -$200K
AVK
279
Advent Convertible and Income Fund
AVK
$563M
$13.1M 0.09%
761,439
-11,191
-1% -$187K
FCX icon
280
Freeport-McMoran
FCX
$97.5B
$13M 0.09%
393,957
-173,657
-31% -$5.63M
LEA icon
281
Lear
LEA
$8.18B
$13M 0.09%
71,501
+4,862
+7% +$819K
ALGN icon
282
Align Technology
ALGN
$12.3B
$12.9M 0.08%
23,788
-4,279
-15% -$2.37M
WLK icon
283
Westlake Corp
WLK
$9.9B
$12.9M 0.08%
144,957
-2,410
-2% -$209K
TRV icon
284
Travelers Companies
TRV
$80.2B
$12.8M 0.08%
85,255
+3,969
+5% +$583K
CERN
285
DELISTED
Cerner Corp
CERN
$12.8M 0.08%
178,079
-18,299
-9% -$1.37M
IDXX icon
286
Idexx Laboratories
IDXX
$46.2B
$12.8M 0.08%
26,155
-3,422
-12% -$1.71M
GM icon
287
General Motors
GM
$76.8B
$12.8M 0.08%
222,651
-14,716
-6% -$782K
KR icon
288
Kroger
KR
$34.8B
$12.8M 0.08%
355,207
+93,731
+36% +$3.2M
TRNO icon
289
Terreno Realty
TRNO
$7.49B
$12.7M 0.08%
220,115
+4,876
+2% +$280K
YUM icon
290
Yum! Brands
YUM
$41.1B
$12.6M 0.08%
116,470
-315
-0.3% -$33.3K
SNA icon
291
Snap-on
SNA
$21.5B
$12.6M 0.08%
54,556
-12,318
-18% -$2.43M
SLV icon
292
iShares Silver Trust
SLV
$30.7B
$12.6M 0.08%
553,572
+23,774
+4% +$579K
JCI icon
293
Johnson Controls International
JCI
$92.2B
$12.6M 0.08%
210,530
-9,899
-4% -$544K
EA
294
DELISTED
Electronic Arts
EA
$12.5M 0.08%
92,632
-7,403
-7% -$1.03M
LUMN icon
295
Lumen
LUMN
$6.44B
$12.4M 0.08%
931,667
+85,284
+10% +$1.06M
MCHP icon
296
Microchip Technology
MCHP
$46B
$12.4M 0.08%
159,888
-12,940
-7% -$965K
DOC
297
DELISTED
PHYSICIANS REALTY TRUST
DOC
$12.3M 0.08%
698,663
+13,140
+2% +$233K
INGR icon
298
Ingredion
INGR
$6.58B
$12.3M 0.08%
136,785
-34,208
-20% -$2.92M
LEG icon
299
Leggett & Platt
LEG
$1.31B
$12.2M 0.08%
268,269
-2,798
-1% -$125K
ES icon
300
Eversource Energy
ES
$27.2B
$12.1M 0.08%
139,807
-36,863
-21% -$3.13M
10 11
12
13 14

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.