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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FITB
276
Fifth Third Bancorp
FITB
$52.8B
$11.6M 0.09%
377,291
+80,850
+27% +$2.37M
OLN icon
277
Olin
OLN
$2.16B
$11.6M 0.09%
671,889
+14,879
+2% +$266K
CHI
278
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$11.5M 0.09%
1,048,725
+148,699
+17% +$1.6M
SYK icon
279
Stryker
SYK
$129B
$11.5M 0.09%
54,926
+14,484
+36% +$3.01M
MCHP icon
280
Microchip Technology
MCHP
$43.9B
$11.5M 0.09%
219,346
+38,878
+22% +$1.88M
FFA
281
First Trust Enhanced Equity Income Fund
FFA
$462M
$11.4M 0.09%
662,200
-46,305
-7% -$758K
KNX icon
282
Knight Transportation
KNX
$11.6B
$11.4M 0.09%
318,601
+4,892
+2% +$180K
OXY icon
283
Occidental Petroleum
OXY
$54.8B
$11.3M 0.09%
274,948
+41,482
+18% +$1.66M
CDNS icon
284
Cadence Design Systems
CDNS
$94.1B
$11.3M 0.08%
162,872
-34,877
-18% -$2.34M
RS icon
285
Reliance Steel & Aluminium
RS
$21B
$11.3M 0.08%
94,012
-21,318
-18% -$2.41M
SGEN
286
DELISTED
Seagen Inc. Common Stock
SGEN
$11.2M 0.08%
98,445
+31,672
+47% +$3.36M
PVH icon
287
PVH
PVH
$4.05B
$11.2M 0.08%
106,908
-16,525
-13% -$1.58M
PCAR icon
288
PACCAR
PCAR
$71.3B
$11.2M 0.08%
213,024
-64,611
-23% -$3.32M
ETY icon
289
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$11.2M 0.08%
893,600
-110,535
-11% -$1.34M
TRNO icon
290
Terreno Realty
TRNO
$7.5B
$11.1M 0.08%
205,207
-17,139
-8% -$937K
IWD icon
291
iShares Russell 1000 Value ETF
IWD
$83.4B
$11.1M 0.08%
81,371
-27,366
-25% -$3.61M
AEP icon
292
American Electric Power
AEP
$70.1B
$11M 0.08%
115,950
-14,631
-11% -$1.35M
EVN
293
Eaton Vance Municipal Income Trust
EVN
$420M
$10.9M 0.08%
858,767
+30,870
+4% +$395K
XLNX
294
DELISTED
Xilinx Inc
XLNX
$10.9M 0.08%
111,870
-7,473
-6% -$702K
VNO icon
295
Vornado Realty Trust
VNO
$7.7B
$10.9M 0.08%
163,735
+114,161
+230% +$7.38M
CTXS
296
DELISTED
Citrix Systems Inc
CTXS
$10.9M 0.08%
98,140
+29,071
+42% +$3.13M
EIX icon
297
Edison International
EIX
$27.6B
$10.9M 0.08%
144,045
-7,436
-5% -$526K
GLD icon
298
SPDR Gold Trust
GLD
$132B
$10.9M 0.08%
75,964
+2,314
+3% +$323K
NLY icon
299
Annaly Capital Management
NLY
$17.2B
$10.8M 0.08%
287,895
+133,120
+86% +$4.85M
CII icon
300
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$10.8M 0.08%
627,686
-55,513
-8% -$918K
10 11
12
13 14

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.