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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
276
DELISTED
People's United Financial Inc
PBCT
$55.7M 0.13%
2,976,842
-379,421
-11% -$7.03M
PNC icon
277
PNC Financial Services
PNC
$99.1B
$55.6M 0.13%
385,376
+9,054
+2% +$1.25M
RTX icon
278
RTX Corp
RTX
$290B
$55.5M 0.13%
691,795
-13,049
-2% -$991K
PCAR icon
279
PACCAR
PCAR
$70.5B
$55.4M 0.13%
1,168,761
+167,698
+17% +$7.93M
ZBH icon
280
Zimmer Biomet
ZBH
$18.8B
$55.3M 0.13%
472,250
+60,709
+15% +$6.86M
FFIV icon
281
F5
FFIV
$22B
$55.3M 0.13%
421,504
-233,274
-36% -$29M
SLB icon
282
SLB Ltd
SLB
$72.7B
$55.2M 0.13%
819,766
+48,141
+6% +$3.12M
SYF icon
283
Synchrony
SYF
$24.4B
$55.2M 0.13%
1,429,810
-324,944
-19% -$11.1M
USB icon
284
US Bancorp
USB
$97.9B
$55.1M 0.13%
1,029,240
+36,662
+4% +$1.97M
IQV icon
285
IQVIA
IQV
$40.7B
$55M 0.13%
561,626
-24,876
-4% -$2.53M
MS icon
286
Morgan Stanley
MS
$319B
$54.8M 0.13%
1,044,135
-28,300
-3% -$1.43M
HIG icon
287
Hartford Financial Services
HIG
$39.9B
$54.7M 0.13%
972,661
-92,700
-9% -$5.17M
STI
288
DELISTED
SunTrust Banks, Inc.
STI
$54.6M 0.13%
846,086
-58,468
-6% -$3.57M
EMR icon
289
Emerson Electric
EMR
$81.6B
$54.4M 0.13%
780,758
+22,320
+3% +$1.45M
ALK icon
290
Alaska Air
ALK
$5.11B
$54.4M 0.13%
739,519
+244,681
+49% +$17.4M
ROP icon
291
Roper Technologies
ROP
$40.4B
$54.2M 0.13%
209,350
+66,416
+46% +$17M
WY icon
292
Weyerhaeuser
WY
$17.6B
$54.2M 0.13%
1,537,103
+48,953
+3% +$1.73M
APD icon
293
Air Products & Chemicals
APD
$65.5B
$54M 0.13%
328,856
+17,882
+6% +$2.85M
SPG icon
294
Simon Property Group
SPG
$76.4B
$53.9M 0.13%
313,711
+27,662
+10% +$4.49M
SO icon
295
Southern Company
SO
$108B
$53.8M 0.13%
1,118,419
-54,300
-5% -$2.77M
UHS icon
296
Universal Health Services
UHS
$10.2B
$53.4M 0.13%
471,310
+61,372
+15% +$6.56M
NOV icon
297
NOV
NOV
$6.84B
$53.3M 0.13%
1,479,371
+306,799
+26% +$10.4M
HST icon
298
Host Hotels & Resorts
HST
$17.5B
$53.3M 0.13%
2,683,733
-693,355
-21% -$13.6M
ALL icon
299
Allstate
ALL
$70.6B
$53.2M 0.13%
508,402
-191,448
-27% -$18.9M
UPS icon
300
United Parcel Service
UPS
$88.9B
$53.2M 0.13%
446,637
+30,510
+7% +$3.59M
10 11
12
13 14

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.