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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
276
Robert Half
RHI
$4.11B
$51.9M 0.12%
1,031,614
+46,050
+5% +$2.13M
MLM icon
277
Martin Marietta Materials
MLM
$34.2B
$51.9M 0.12%
251,652
-29,761
-11% -$6.29M
TFC icon
278
Truist Financial
TFC
$63.9B
$51.9M 0.12%
1,105,558
+19,521
+2% +$897K
MOS icon
279
The Mosaic Company
MOS
$7.19B
$51.8M 0.12%
2,400,403
+313,613
+15% +$6.79M
MS icon
280
Morgan Stanley
MS
$319B
$51.7M 0.12%
1,072,435
+2,438
+0.2% +$113K
RTX icon
281
RTX Corp
RTX
$290B
$51.5M 0.12%
704,844
+35,176
+5% +$2.6M
PGR icon
282
Progressive
PGR
$128B
$51.4M 0.12%
1,060,962
-146,508
-12% -$6.85M
AVB icon
283
AvalonBay Communities
AVB
$27.5B
$51.3M 0.12%
287,634
-171
-0.1% -$32K
EQIX icon
284
Equinix
EQIX
$99.4B
$51.3M 0.12%
114,864
-2,918
-2% -$1.31M
ARE icon
285
Alexandria Real Estate Equities
ARE
$9.37B
$51.2M 0.12%
430,558
+2,598
+0.6% +$312K
PRGO icon
286
Perrigo
PRGO
$1.44B
$51.2M 0.12%
604,753
-67,029
-10% -$5.21M
AGN
287
DELISTED
Allergan plc
AGN
$51.2M 0.12%
249,755
-17,928
-7% -$4.17M
AMD icon
288
Advanced Micro Devices
AMD
$700B
$51.1M 0.12%
4,004,672
-163,555
-4% -$2.13M
HES
289
DELISTED
Hess
HES
$50.9M 0.12%
1,085,840
+206,018
+23% +$8.71M
PNC icon
290
PNC Financial Services
PNC
$99.1B
$50.7M 0.12%
376,322
+9,965
+3% +$1.28M
WY icon
291
Weyerhaeuser
WY
$17.6B
$50.6M 0.12%
1,488,150
-55,959
-4% -$1.84M
BNY
292
Bank of New York Mellon
BNY
$103B
$50.5M 0.12%
953,077
+120,439
+14% +$6.32M
BLK icon
293
Blackrock
BLK
$167B
$50.3M 0.12%
112,490
+1,557
+1% +$665K
NUE icon
294
Nucor
NUE
$58.3B
$50.2M 0.12%
896,606
+22,484
+3% +$1.27M
DXC icon
295
DXC Technology
DXC
$1.91B
$50.1M 0.12%
674,916
-106,480
-14% -$7.55M
BABA icon
296
Alibaba
BABA
$276B
$50.1M 0.12%
290,228
+101,616
+54% +$16.5M
PPL
297
PPL Corp
PPL
$26.9B
$50.1M 0.12%
1,318,922
-116,300
-8% -$4.5M
UPS icon
298
United Parcel Service
UPS
$88.9B
$50M 0.12%
416,127
-49,966
-11% -$5.68M
AOS icon
299
A.O. Smith
AOS
$8.55B
$49.9M 0.12%
839,262
+693,797
+477% +$38.9M
CAG icon
300
Conagra Brands
CAG
$7.42B
$49.9M 0.12%
1,478,174
+2,119
+0.1% +$72K
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.