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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
276
DELISTED
Yahoo Inc
YHOO
$45.4M 0.13%
1,174,594
+136,279
+13% +$5.59M
VRTX icon
277
Vertex Pharmaceuticals
VRTX
$121B
$45.3M 0.13%
615,159
+114,038
+23% +$9.28M
LLY icon
278
Eli Lilly
LLY
$1.02T
$45.3M 0.13%
615,931
+106,431
+21% +$7.93M
PFG icon
279
Principal Financial Group
PFG
$24.3B
$45.2M 0.13%
781,821
-53,617
-6% -$3M
WM icon
280
Waste Management
WM
$90.6B
$45.1M 0.13%
635,742
+19,331
+3% +$1.29M
SWK icon
281
Stanley Black & Decker
SWK
$14.3B
$45M 0.13%
392,418
-39,340
-9% -$4.69M
DFS
282
DELISTED
Discover Financial Services
DFS
$44.9M 0.13%
623,412
+215,432
+53% +$13.7M
CPB icon
283
Campbell Soup
CPB
$6.55B
$44.9M 0.13%
741,724
-148,065
-17% -$8.3M
AEP icon
284
American Electric Power
AEP
$69.6B
$44.8M 0.13%
712,151
-26,249
-4% -$1.62M
WY icon
285
Weyerhaeuser
WY
$18B
$44.8M 0.13%
1,489,226
+171,813
+13% +$5.29M
PNC icon
286
PNC Financial Services
PNC
$99.7B
$44.7M 0.13%
382,416
+42,213
+12% +$4.39M
BFH icon
287
Bread Financial
BFH
$4.37B
$44.7M 0.13%
245,251
-17,700
-7% -$3.08M
TJX icon
288
TJX Companies
TJX
$174B
$44.7M 0.13%
1,190,532
-65,596
-5% -$2.48M
COP icon
289
ConocoPhillips
COP
$147B
$44.7M 0.13%
891,907
+69,754
+8% +$3.22M
MNK
290
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$44.7M 0.13%
896,389
+409,263
+84% +$24.1M
RTN
291
DELISTED
Raytheon Company
RTN
$44.5M 0.13%
313,036
+43,870
+16% +$6.23M
SD icon
292
SandRidge Energy
SD
$514M
$44.4M 0.13%
+1,886,219
New +$44.3M
CPRI icon
293
Capri Holdings
CPRI
$1.83B
$44.4M 0.13%
1,033,308
+576,451
+126% +$27.4M
LNC icon
294
Lincoln National
LNC
$8.73B
$44.4M 0.13%
669,956
-63,667
-9% -$3.7M
JNPR
295
DELISTED
Juniper Networks
JNPR
$44.4M 0.13%
1,570,936
-483,385
-24% -$12.6M
MS icon
296
Morgan Stanley
MS
$331B
$44.3M 0.13%
1,049,248
+215,111
+26% +$8.13M
HP icon
297
Helmerich & Payne
HP
$3.45B
$44.2M 0.13%
571,493
-57,885
-9% -$4.11M
HCA icon
298
HCA Healthcare
HCA
$87.2B
$44.1M 0.13%
596,428
+67,360
+13% +$5.04M
GEN icon
299
Gen Digital
GEN
$16.4B
$44.1M 0.13%
1,847,994
+357,916
+24% +$8.79M
HAR
300
DELISTED
Harman International Industries
HAR
$44.1M 0.13%
397,001
+112,876
+40% +$10.9M
10 11
12
13 14

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AAMU
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NMIFOAC
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.