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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
276
DELISTED
Hess
HES
$40M 0.12%
745,138
+52,177
+8% +$2.8M
AVB icon
277
AvalonBay Communities
AVB
$26.5B
$39.9M 0.12%
224,563
-16,957
-7% -$3.05M
QQQ icon
278
Invesco QQQ Trust
QQQ
$453B
$39.8M 0.12%
335,585
-27,843
-8% -$3.21M
UPS icon
279
United Parcel Service
UPS
$88.6B
$39.8M 0.12%
364,043
-8,330
-2% -$910K
FTV icon
280
Fortive
FTV
$17.9B
$39.8M 0.12%
+1,239,033
New +$39.8M
IWM icon
281
iShares Russell 2000 ETF
IWM
$79.8B
$39.8M 0.12%
320,153
-22,436
-7% -$2.73M
ICE icon
282
Intercontinental Exchange
ICE
$85.6B
$39.7M 0.12%
737,705
-19,665
-3% -$1.07M
IFF icon
283
International Flavors & Fragrances
IFF
$20.2B
$39.7M 0.12%
277,904
+2,449
+0.9% +$332K
TRIP icon
284
TripAdvisor
TRIP
$1.65B
$39.7M 0.12%
628,324
+36,160
+6% +$2.32M
BAX icon
285
Baxter International
BAX
$13.5B
$39.7M 0.12%
833,514
-37,223
-4% -$1.76M
ZBH icon
286
Zimmer Biomet
ZBH
$18.2B
$39.7M 0.12%
314,305
-5,428
-2% -$671K
XEL icon
287
Xcel Energy
XEL
$48.8B
$39.7M 0.12%
964,272
-156,997
-14% -$6.71M
HAL icon
288
Halliburton
HAL
$26.9B
$39.6M 0.12%
881,892
-26,474
-3% -$1.16M
WM icon
289
Waste Management
WM
$90.6B
$39.3M 0.12%
616,411
+58,668
+11% +$3.84M
KIM icon
290
Kimco Realty
KIM
$17.2B
$39.2M 0.12%
1,355,610
-63,973
-5% -$1.95M
USB icon
291
US Bancorp
USB
$98.2B
$39.2M 0.12%
914,223
-935
-0.1% -$39.7K
OKE icon
292
Oneok
OKE
$57.2B
$39.2M 0.12%
762,135
+57,175
+8% +$2.71M
CSX icon
293
CSX Corp
CSX
$93.4B
$39.1M 0.12%
3,849,123
+1,128
+0% +$10.7K
ADSK icon
294
Autodesk
ADSK
$49.5B
$39.1M 0.12%
540,126
-47,647
-8% -$3M
LKQ icon
295
LKQ Corp
LKQ
$5.68B
$39M 0.12%
1,099,269
-155,049
-12% -$5.38M
OI icon
296
O-I Glass
OI
$1.1B
$39M 0.12%
2,119,545
+169,373
+9% +$3.07M
PPG icon
297
PPG Industries
PPG
$24.6B
$38.9M 0.12%
376,790
+28,807
+8% +$3.02M
FLR icon
298
Fluor
FLR
$7.01B
$38.9M 0.12%
758,451
+42,257
+6% +$2.18M
APA icon
299
APA Corp
APA
$13.2B
$38.5M 0.12%
602,969
-56,365
-9% -$3.08M
RF icon
300
Regions Financial
RF
$26.4B
$38.4M 0.12%
3,891,860
-509,831
-12% -$4.77M
10 11
12
13 14

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.