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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
276
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$37.2M 0.12%
606,789
-58,973
-9% -$3.77M
WU icon
277
Western Union
WU
$2.04B
$37.2M 0.12%
1,926,184
-426,639
-18% -$7.67M
TROW icon
278
T. Rowe Price
TROW
$24.4B
$37.1M 0.12%
505,236
-19,292
-4% -$1.34M
MRSH
279
Marsh
MRSH
$91.3B
$37M 0.12%
608,959
-73,130
-11% -$4.1M
XLNX
280
DELISTED
Xilinx Inc
XLNX
$37M 0.12%
780,265
-72,002
-8% -$3.38M
UNP icon
281
Union Pacific
UNP
$172B
$36.9M 0.12%
464,050
-18,227
-4% -$1.41M
COP icon
282
ConocoPhillips
COP
$145B
$36.9M 0.12%
916,292
+105,313
+13% +$4M
HAL icon
283
Halliburton
HAL
$26.7B
$36.8M 0.12%
1,029,485
-81,603
-7% -$2.66M
EMC
284
DELISTED
EMC CORPORATION
EMC
$36.6M 0.12%
1,374,762
-262,072
-16% -$6.64M
DAL icon
285
Delta Air Lines
DAL
$59.9B
$36.4M 0.12%
748,458
+38,383
+5% +$1.79M
PSX icon
286
Phillips 66
PSX
$83.9B
$36.4M 0.11%
420,222
-49,721
-11% -$4.04M
BFH icon
287
Bread Financial
BFH
$4.49B
$36.4M 0.11%
207,194
-224
-0.1% -$39.1K
INTU icon
288
Intuit
INTU
$88.1B
$36.2M 0.11%
347,635
-88,438
-20% -$8.54M
VIAB
289
DELISTED
Viacom Inc. Class B
VIAB
$36.1M 0.11%
874,775
+41,253
+5% +$1.64M
KLAC icon
290
KLA
KLAC
$235B
$36.1M 0.11%
4,956,840
-1,192,600
-19% -$8.02M
WELL icon
291
Welltower
WELL
$169B
$36.1M 0.11%
520,248
-65,985
-11% -$4.25M
AA icon
292
Alcoa
AA
$11.8B
$36M 0.11%
1,563,993
-251,124
-14% -$5.11M
UPS icon
293
United Parcel Service
UPS
$90.2B
$36M 0.11%
341,263
+7,220
+2% +$702K
CVC
294
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$36M 0.11%
1,090,397
-244,838
-18% -$7.89M
CMS icon
295
CMS Energy
CMS
$22.5B
$35.9M 0.11%
845,919
-110,599
-12% -$4.33M
TFC icon
296
Truist Financial
TFC
$62.8B
$35.9M 0.11%
1,078,698
+25,752
+2% +$855K
FCX icon
297
Freeport-McMoran
FCX
$90.7B
$35.9M 0.11%
3,467,280
-1,106,100
-24% -$7.77M
EMR icon
298
Emerson Electric
EMR
$85.7B
$35.8M 0.11%
657,628
-28,460
-4% -$1.37M
NWSA icon
299
News Corp Class A
NWSA
$15B
$35.7M 0.11%
2,796,459
-107,368
-4% -$1.27M
ZBH icon
300
Zimmer Biomet
ZBH
$18.5B
$35.7M 0.11%
344,938
-64,476
-16% -$6.24M
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.