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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
276
Paychex
PAYX
$41.6B
$42M 0.1%
950,759
+40,097
+4% +$1.69M
HD icon
277
Home Depot
HD
$331B
$42M 0.1%
457,636
-22,867
-5% -$1.96M
ADP icon
278
Automatic Data Processing
ADP
$106B
$41.9M 0.1%
575,103
-2,338
-0.4% -$169K
HAR
279
DELISTED
Harman International Industries
HAR
$41.9M 0.1%
427,718
+32,150
+8% +$3.59M
DTE icon
280
DTE Energy
DTE
$29.5B
$41.9M 0.1%
647,175
+803
+0.1% +$52K
PNC icon
281
PNC Financial Services
PNC
$99.7B
$41.8M 0.1%
488,059
+57,639
+13% +$4.9M
TE
282
DELISTED
TECO ENERGY INC
TE
$41.7M 0.1%
2,398,907
-93,422
-4% -$1.65M
LO
283
DELISTED
LORILLARD INC COM STK
LO
$41.7M 0.1%
695,775
-48,499
-7% -$2.94M
TFCFA
284
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$41.7M 0.1%
1,215,410
+73,472
+6% +$2.54M
TEL icon
285
TE Connectivity
TEL
$59.6B
$41.6M 0.1%
752,003
+26,431
+4% +$1.64M
ZION icon
286
Zions Bancorporation
ZION
$10.2B
$41.6M 0.1%
1,430,163
+125,085
+10% +$3.63M
MXWL
287
DELISTED
Maxwell Technologies Inc
MXWL
$41.5M 0.1%
4,753,579
+51,735
+1% +$551K
FIS icon
288
Fidelity National Information Services
FIS
$23.1B
$41.2M 0.1%
731,579
+43,686
+6% +$2.47M
NVDA icon
289
NVIDIA
NVDA
$4.86T
$41.2M 0.1%
89,252,640
+18,262,920
+26% +$8.6M
BRCM
290
DELISTED
BROADCOM CORP CL-A
BRCM
$41.1M 0.1%
1,017,610
+101,872
+11% +$3.96M
MDY icon
291
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$41M 0.1%
164,635
+1,308
+0.8% +$336K
GT icon
292
Goodyear
GT
$2B
$41M 0.1%
1,815,439
+178,693
+11% +$4.59M
AMP icon
293
Ameriprise Financial
AMP
$48.3B
$40.9M 0.1%
331,532
+25,999
+9% +$3.19M
TXT icon
294
Textron
TXT
$14.7B
$40.8M 0.1%
1,134,965
+158,312
+16% +$5.94M
HIG icon
295
Hartford Financial Services
HIG
$38.9B
$40.7M 0.1%
1,092,562
+56,331
+5% +$2.04M
TAP icon
296
Molson Coors Class B
TAP
$7.79B
$40.6M 0.1%
545,083
+30,325
+6% +$2.21M
NDAQ icon
297
Nasdaq
NDAQ
$52.7B
$40.5M 0.1%
2,867,655
+34,113
+1% +$479K
PCAR icon
298
PACCAR
PCAR
$69.8B
$40.4M 0.1%
1,065,965
+99,338
+10% +$4.14M
VIAB
299
DELISTED
Viacom Inc. Class B
VIAB
$40.4M 0.1%
524,660
+47,956
+10% +$3.95M
PCG icon
300
PG&E
PCG
$38.3B
$40.3M 0.1%
895,752
+7,375
+0.8% +$339K
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.