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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOV icon
2951
Hovnanian Enterprises
HOV
$807M
$39K ﹤0.01%
436
+26
+6% +$2.35K
ENZ
2952
DELISTED
Enzo Biochem, Inc.
ENZ
$38K ﹤0.01%
13,128
+1,810
+16% +$5.93K
NNA
2953
DELISTED
Navios Maritime Acquisition Corporation
NNA
$38K ﹤0.01%
713
+38
+6% +$2.04K
CEN.RT
2954
DELISTED
CENTER COAST MLP & INFRASTRUCTURE FD SUSCRPITION RT
CEN.RT
$38K ﹤0.01%
+72,472
New +$37.7K
FRBK
2955
DELISTED
Republic First Bancorp Inc
FRBK
$37K ﹤0.01%
+10,158
New +$35.8K
ENTR
2956
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$37K ﹤0.01%
12,418
+735
+6% +$2.06K
EGY icon
2957
Vaalco Energy
EGY
$594M
$36K ﹤0.01%
14,493
+773
+6% +$3.75K
NWY
2958
DELISTED
New York & Co Inc
NWY
$36K ﹤0.01%
+14,257
New +$33.1K
HERO
2959
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$36K ﹤0.01%
85,837
+31,965
+59% +$22.5K
RVLT
2960
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$36K ﹤0.01%
3,301
+823
+33% +$9.54K
GFA
2961
DELISTED
Gafisa S.A.
GFA
$35K ﹤0.01%
1,957
-226
-10% -$4.19K
ATRS
2962
DELISTED
Antares Pharma, Inc.
ATRS
$34K ﹤0.01%
12,685
+783
+7% +$1.99K
DRRX
2963
DELISTED
DURECT Corp
DRRX
$33K ﹤0.01%
1,707
+84
+5% +$999
QUIK icon
2964
QuickLogic
QUIK
$257M
$33K ﹤0.01%
1,217
+36
+3% +$1.16K
ASXC
2965
DELISTED
Asensus Surgical, Inc.
ASXC
$33K ﹤0.01%
858
+42
+5% +$1.58K
PRKR
2966
DELISTED
Parkervision Inc
PRKR
$33K ﹤0.01%
3,956
+315
+9% +$3.04K
CMLS
2967
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$32K ﹤0.01%
1,598
-179
-10% -$5.06K
NWG icon
2968
NatWest
NWG
$76.4B
$31K ﹤0.01%
2,814
-2,646
-48% -$32.1K
FLNA
2969
Filana Therapeutics
FLNA
$48.1M
$31K ﹤0.01%
+2,299
New +$31K
GTE icon
2970
Gran Tierra Energy
GTE
$317M
$30K ﹤0.01%
1,114
-80
-7% -$2.17K
LSTA icon
2971
Lisata Therapeutics
LSTA
$9.65M
$30K ﹤0.01%
79
+9
+13% +$4.88K
CIF
2972
DELISTED
MFS Intermediate High Income Fund
CIF
$29K ﹤0.01%
+10,610
New +$28.8K
LXRX icon
2973
Lexicon Pharmaceuticals
LXRX
$1.1B
$29K ﹤0.01%
4,420
+399
+10% +$2.73K
ZQK
2974
DELISTED
QUICKSILVER,INC.
ZQK
$29K ﹤0.01%
15,703
+865
+6% +$1.77K
NAVB
2975
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$28K ﹤0.01%
890
+39
+5% +$1.32K
117 118
119
120 121

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.