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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNI
2951
DELISTED
CYAN INC COM
CYNI
$31K ﹤0.01%
+12,632
New +$34.6K
EXEL icon
2952
Exelixis
EXEL
$14.3B
$30K ﹤0.01%
20,661
-392,746
-95% -$612K
ENTR
2953
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$30K ﹤0.01%
+11,683
New +$28.4K
FRO icon
2954
Frontline
FRO
$8.45B
$28K ﹤0.01%
+2,267
New +$18.5K
GLIN icon
2955
VanEck India Growth Leaders ETF
GLIN
$95M
$26K ﹤0.01%
575
-150
-21% -$6.83K
LXRX icon
2956
Lexicon Pharmaceuticals
LXRX
$1.09B
$26K ﹤0.01%
4,021
+1,553
+63% +$12.5K
BALT
2957
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
$26K ﹤0.01%
+10,206
New +$32.6K
PCY icon
2958
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$25K ﹤0.01%
870
-7,476
-90% -$214K
RIGL icon
2959
Rigel Pharmaceuticals
RIGL
$749M
$25K ﹤0.01%
+1,104
New +$22.3K
ARO
2960
DELISTED
Aeropostale Inc
ARO
$25K ﹤0.01%
10,782
-59,233
-85% -$168K
LFVN icon
2961
LifeVantage
LFVN
$84M
$23K ﹤0.01%
2,556
+542
+27% +$4.97K
UEC icon
2962
Uranium Energy
UEC
$5.31B
$23K ﹤0.01%
13,310
+3,199
+32% +$4.8K
CASC
2963
DELISTED
Cascadian Therapeutics, Inc.
CASC
$23K ﹤0.01%
+2,000
New +$21.7K
GEG icon
2964
Great Elm Group
GEG
$67.7M
$22K ﹤0.01%
1,834
+956
+109% +$16.3K
CVO
2965
DELISTED
Cenevo, Inc.
CVO
$22K ﹤0.01%
+1,337
New +$22.2K
MM
2966
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$22K ﹤0.01%
+13,817
New +$24.5K
ROX
2967
DELISTED
Castle Brands, Inc.
ROX
$21K ﹤0.01%
+12,690
New +$20.4K
IRD
2968
Opus Genetics
IRD
$312M
$19K ﹤0.01%
58
+17
+41% +$5.87K
TWER
2969
DELISTED
Towerstream Corporation Common Stock
TWER
$19K ﹤0.01%
+503
New +$14.6K
APP
2970
DELISTED
AMERICAN APPAREL INC COM
APP
$19K ﹤0.01%
18,384
+5,361
+41% +$3.85K
BXC icon
2971
BlueLinx
BXC
$565M
$18K ﹤0.01%
+1,536
New +$18.2K
NBG
2972
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$18K ﹤0.01%
+10,180
New +$23.9K
ATEC icon
2973
Alphatec Holdings
ATEC
$1.47B
$16K ﹤0.01%
+927
New +$15.8K
IVW icon
2974
iShares S&P 500 Growth ETF
IVW
$77.1B
$16K ﹤0.01%
576
-26,612
-98% -$727K
CNSY
2975
Cerenome, Inc. Common Stock
CNSY
$26.9M
– –
0
– –
117 118
119
120 121

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.