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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$146M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
3
LLTC
Linear Technology Corp
LLTC
+$72.6M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
5
SE
Spectra Energy Corp Wi
SE
+$62.3M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTL icon
2926
Unitil
UTL
$964M
– –
-6,142
Closed -$278K
VEU icon
2927
Vanguard FTSE All-World ex-US ETF
VEU
$68B
– –
-14,123
Closed -$624K
VGK icon
2928
Vanguard FTSE Europe ETF
VGK
$31.1B
– –
-42,379
Closed -$2.03M
VIG icon
2929
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-17,216
Closed -$1.47M
VLUE icon
2930
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
– –
-15,502
Closed -$1.09M
VPL icon
2931
Vanguard FTSE Pacific ETF
VPL
$8.36B
– –
-7,556
Closed -$439K
WF icon
2932
Woori Financial
WF
$17B
– –
-6,400
Closed -$205K
WTMF icon
2933
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
– –
-6,000
Closed -$249K
XLE icon
2934
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
– –
-19,568
Closed -$737K
XLF icon
2935
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
– –
-61,417
Closed -$1.43M
XLK icon
2936
State Street Technology Select Sector SPDR ETF
XLK
$123B
– –
-69,548
Closed -$1.68M
EVA
2937
DELISTED
Enviva Inc.
EVA
– –
-118,697
Closed -$3.18M
LL
2938
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-12,203
Closed -$192K
ERF
2939
DELISTED
Enerplus Corporation
ERF
– –
-56,365
Closed -$535K
DOOR
2940
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-3,472
Closed -$228K
TRVN
2941
DELISTED
Trevena, Inc.
TRVN
– –
-66
Closed -$241K
TGH
2942
DELISTED
Textainer Group Holdings limited
TGH
– –
-27,958
Closed -$208K
FRGI
2943
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-7,513
Closed -$225K
FRBK
2944
DELISTED
Republic First Bancorp Inc
FRBK
– –
-15,821
Closed -$132K
AERI
2945
DELISTED
Aerie Pharmaceuticals
AERI
– –
-34,135
Closed -$1.29M
LFC
2946
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-12,594
Closed -$162K
SREV
2947
DELISTED
ServiceSource International, Inc.
SREV
– –
-10,401
Closed -$59K
INFO
2948
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-7,722
Closed -$273K
SPRT
2949
DELISTED
support.com, Inc.
SPRT
– –
-6,088
Closed -$16K
AT
2950
DELISTED
Atlantic Power Corporation
AT
– –
-60,973
Closed -$153K
116 117
118
119 120

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was TotalEnergies, an estimated $146M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $146M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.