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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNI
2926
DELISTED
CYAN INC COM
CYNI
$52K ﹤0.01%
13,120
+488
+4% +$1.72K
GERN icon
2927
Geron
GERN
$949M
$51K ﹤0.01%
13,631
+882
+7% +$2.99K
SBLK icon
2928
Star Bulk Carriers
SBLK
$3.22B
$51K ﹤0.01%
2,826
-121
-4% -$2.58K
GDP
2929
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$51K ﹤0.01%
14,309
-4,357
-23% -$14.4K
CPRX
2930
DELISTED
Catalyst Pharmaceutical
CPRX
$49K ﹤0.01%
+11,355
New +$40.9K
UNIS
2931
DELISTED
Unilife Corporation
UNIS
$48K ﹤0.01%
1,207
+139
+13% +$5.56K
RXII
2932
DELISTED
GALENA BIOPHARMA INC COM
RXII
$48K ﹤0.01%
34,525
+2,600
+8% +$3.62K
III icon
2933
Information Services Group
III
$251M
$47K ﹤0.01%
11,674
+913
+8% +$3.68K
MTSN
2934
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$46K ﹤0.01%
11,675
+53
+0.5% +$209
PALI icon
2935
Palisade Bio
PALI
$367M
– –
0
– –
ANR
2936
DELISTED
Alpha Natural Resources Inc
ANR
$45K ﹤0.01%
45,384
+2,431
+6% +$2.77K
CNVS icon
2937
Cineverse
CNVS
$65.6M
$44K ﹤0.01%
136
+9
+7% +$2.79K
GTI
2938
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$44K ﹤0.01%
11,406
+609
+6% +$2.44K
PLUG icon
2939
Plug Power
PLUG
$3.04B
$43K ﹤0.01%
16,413
+1,034
+7% +$3K
SQNM
2940
DELISTED
SEQUENOM INC NEW
SQNM
$43K ﹤0.01%
10,782
+688
+7% +$2.53K
NOR
2941
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$43K ﹤0.01%
2,089
+107
+5% +$2.39K
RIGL icon
2942
Rigel Pharmaceuticals
RIGL
$750M
$42K ﹤0.01%
1,174
+70
+6% +$1.92K
NETI
2943
DELISTED
Eneti Inc.
NETI
$42K ﹤0.01%
157
+9
+6% +$2.15K
VMEM
2944
DELISTED
VIOLIN MEMORY, INC.
VMEM
$42K ﹤0.01%
2,757
+131
+5% +$2.09K
SFXE
2945
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$42K ﹤0.01%
+10,345
New +$41.4K
VIRX
2946
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$41K ﹤0.01%
80
+3
+4% +$1.51K
GOL
2947
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$41K ﹤0.01%
8,587
-313
-4% -$2.43K
WRES
2948
DELISTED
WARREN RESOURCES INC
WRES
$41K ﹤0.01%
45,551
+15,351
+51% +$18.1K
WG
2949
DELISTED
Willbros Group
WG
$40K ﹤0.01%
12,083
+655
+6% +$3.58K
ARO
2950
DELISTED
Aeropostale Inc
ARO
$40K ﹤0.01%
11,457
+675
+6% +$2.16K
116 117
118
119 120

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.