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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
III icon
2926
Information Services Group
III
$239M
$46K ﹤0.01%
+10,761
New +$43.1K
PLUG icon
2927
Plug Power
PLUG
$2.89B
$46K ﹤0.01%
15,379
+5,064
+49% +$20.2K
WLT
2928
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$46K ﹤0.01%
33,173
-7,396
-18% -$16.2K
GFA
2929
DELISTED
Gafisa S.A.
GFA
$46K ﹤0.01%
2,183
-981
-31% -$26K
CYTR
2930
DELISTED
CytRx Corp
CYTR
$43K ﹤0.01%
2,646
+928
+54% +$14.5K
HOV icon
2931
Hovnanian Enterprises
HOV
$789M
$42K ﹤0.01%
+410
New +$40.1K
CNVS icon
2932
Cineverse
CNVS
$62.3M
$41K ﹤0.01%
127
+41
+48% +$13.3K
COTY icon
2933
PUT
Coty
COTY
$2.39B
$41K ﹤0.01%
+2,000
New +$36.8K
GERN icon
2934
Geron
GERN
$1.01B
$41K ﹤0.01%
12,749
+2,003
+19% +$5.54K
VIRX
2935
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$41K ﹤0.01%
+77
New +$34.7K
LSTA icon
2936
Lisata Therapeutics
LSTA
$9.74M
$40K ﹤0.01%
+70
New +$47.6K
HMSY
2937
DELISTED
HMS Holdings Corp.
HMSY
$40K ﹤0.01%
1,888
-9,741
-84% -$204K
MTSN
2938
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$40K ﹤0.01%
+11,622
New +$31.4K
PSUN
2939
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$40K ﹤0.01%
18,419
-266,132
-94% -$464K
NNA
2940
DELISTED
Navios Maritime Acquisition Corporation
NNA
$37K ﹤0.01%
+675
New +$29.8K
SQNM
2941
DELISTED
SEQUENOM INC NEW
SQNM
$37K ﹤0.01%
+10,094
New +$32.7K
QMCO icon
2942
Quantum Corp
QMCO
$460M
$36K ﹤0.01%
129
-4
-3% -$919
UNIS
2943
DELISTED
Unilife Corporation
UNIS
$36K ﹤0.01%
+1,068
New +$33.9K
RVLT
2944
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$34K ﹤0.01%
2,478
+948
+62% +$14.4K
NETI
2945
DELISTED
Eneti Inc.
NETI
$33K ﹤0.01%
+148
New +$62.5K
PRKR
2946
DELISTED
Parkervision Inc
PRKR
$33K ﹤0.01%
3,641
+1,101
+43% +$11.7K
ZQK
2947
DELISTED
QUICKSILVER,INC.
ZQK
$33K ﹤0.01%
14,838
-74,487
-83% -$143K
NAVB
2948
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$32K ﹤0.01%
851
+75
+10% +$2.06K
ASXC
2949
DELISTED
Asensus Surgical, Inc.
ASXC
$31K ﹤0.01%
+816
New +$33.7K
ATRS
2950
DELISTED
Antares Pharma, Inc.
ATRS
$31K ﹤0.01%
+11,902
New +$26.7K
116 117
118
119 120

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.