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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCTX icon
2926
Lineage Cell Therapeutics
LCTX
$282M
$44K ﹤0.01%
17,334
-13,954
-45% -$33.6K
AMRS
2927
DELISTED
Amyris Inc.
AMRS
$43K ﹤0.01%
750
-11
-1% -$650
ALR
2928
DELISTED
AlerisLife Inc
ALR
$43K ﹤0.01%
1,126
-1,563
-58% -$70.6K
CGRN
2929
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$42K ﹤0.01%
198
-10
-5% -$2.56K
FXEN
2930
DELISTED
FX ENERGY INC
FXEN
$41K ﹤0.01%
13,401
-335
-2% -$1.08K
RTK
2931
DELISTED
Rentech, Inc.
RTK
$41K ﹤0.01%
2,394
-139
-5% -$3.02K
VTG
2932
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$37K ﹤0.01%
29,146
-1,260
-4% -$2.25K
QUIK icon
2933
QuickLogic
QUIK
$251M
$36K ﹤0.01%
848
-1,132
-57% -$59.1K
ACGN
2934
DELISTED
Aceragen Inc
ACGN
$35K ﹤0.01%
115
-146
-56% -$52.5K
SPDC
2935
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$34K ﹤0.01%
12,365
-14,253
-54% -$43K
BPZ
2936
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$34K ﹤0.01%
17,952
-720
-4% -$1.83K
TSYS
2937
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$33K ﹤0.01%
11,806
-12,264
-51% -$38K
GLIN icon
2938
VanEck India Growth Leaders ETF
GLIN
$95.5M
$32K ﹤0.01%
+725
New +$34.2K
SGYP
2939
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$32K ﹤0.01%
11,631
-10,551
-48% -$38.3K
VRA icon
2940
Vera Bradley
VRA
$97.5M
$31K ﹤0.01%
+1,516
New +$31.9K
ZGNX
2941
DELISTED
Zogenix, Inc.
ZGNX
$31K ﹤0.01%
3,357
-4,308
-56% -$49K
SMT
2942
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$30K ﹤0.01%
1,858
-8,915
-83% -$187K
MTL
2943
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$30K ﹤0.01%
13,101
-1,898
-13% -$6.53K
OCLR
2944
DELISTED
Oclaro Inc.
OCLR
$29K ﹤0.01%
20,174
-23,353
-54% -$42.8K
PRKR
2945
DELISTED
Parkervision Inc
PRKR
$29K ﹤0.01%
2,540
-2,781
-52% -$35.2K
DVAX
2946
DELISTED
Dynavax Technologies
DVAX
$28K ﹤0.01%
1,933
-161
-8% -$2.32K
CNVS icon
2947
Cineverse
CNVS
$63M
$27K ﹤0.01%
86
-61
-41% -$25.6K
FST
2948
DELISTED
FOREST OIL CORPORATION
FST
$27K ﹤0.01%
22,895
-1,022
-4% -$1.85K
MCP
2949
DELISTED
MOLYCORP INC COM STK
MCP
$26K ﹤0.01%
21,522
-74,987
-78% -$141K
CYTR
2950
DELISTED
CytRx Corp
CYTR
$26K ﹤0.01%
1,718
-1,911
-53% -$37.8K
116 117
118
119 120

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.