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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMC
2901
DELISTED
PharMerica Corporation
PMC
– –
-103,966
Closed -$3.05M
CBF
2902
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-23,771
Closed -$977K
VALE.P
2903
DELISTED
Vale S A
VALE.P
– –
-3,110
Closed -$29K
RIC
2904
DELISTED
Richmont Mines Inc.
RIC
– –
-103,075
Closed -$964K
VWR
2905
DELISTED
VWR Corporation
VWR
– –
-11,864
Closed -$393K
FNFV
2906
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-44,721
Closed -$767K
BRCD
2907
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-111,762
Closed -$1.33M
RICE
2908
DELISTED
Rice Energy Inc.
RICE
– –
-117,745
Closed -$3.41M
CRTN
2909
DELISTED
Cartesian, Inc.
CRTN
– –
-10,657
Closed -$7K
BONT
2910
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-10,572
Closed -$5K
RATE
2911
DELISTED
Bankrate Inc
RATE
– –
-112,753
Closed -$1.57M
LVLT
2912
DELISTED
Level 3 Communications Inc
LVLT
– –
-701,095
Closed -$37.4M
WNRL
2913
DELISTED
Western Refining Logistics, LP
WNRL
– –
-162,271
Closed -$4.19M
LDR
2914
DELISTED
Landauer Inc
LDR
– –
-15,479
Closed -$1.04M
SCLN
2915
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-169,952
Closed -$1.9M
PKY
2916
DELISTED
Parkway, Inc.
PKY
– –
-27,185
Closed -$625K
WSTC
2917
DELISTED
West Corporation
WSTC
– –
-96,807
Closed -$2.27M
ATW
2918
DELISTED
Atwood Oceanics
ATW
– –
-325,198
Closed -$3.05M
RNVA
2919
DELISTED
Rennova Health, Inc.
RNVA
– –
-1,188
Closed -$3K
KITE
2920
DELISTED
Kite Pharma, Inc.
KITE
– –
-39,953
Closed -$7.18M
ALR
2921
DELISTED
Alere Inc
ALR
– –
-9,103
Closed -$465K
AF
2922
DELISTED
Astoria Financial Corporation
AF
– –
-39,284
Closed -$845K
PRXL
2923
DELISTED
Parexel International Corp
PRXL
– –
-3,137
Closed -$276K
SFR
2924
DELISTED
Starwood Waypoint Homes
SFR
– –
-296,538
Closed -$10.8M
CYTR
2925
DELISTED
CytRx Corp
CYTR
– –
-6,248
Closed -$15K
114 115 116
117
118

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.