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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRA
2901
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-12,489
Closed -$218K
FUEL
2902
DELISTED
Rocket Fuel Inc.
FUEL
– –
-11,337
Closed -$31K
DD
2903
DELISTED
Du Pont De Nemours E I
DD
– –
-510,912
Closed -$41.2M
AMRI
2904
DELISTED
Albany Molecular Research Inc
AMRI
– –
-44,419
Closed -$966K
MBLY
2905
DELISTED
Mobileye N.V.
MBLY
– –
-40,178
Closed -$2.52M
ARIS
2906
DELISTED
ARI Network Services, Inc.
ARIS
– –
-68,502
Closed -$483K
WFM
2907
DELISTED
Whole Foods Market Inc
WFM
– –
-1,520,440
Closed -$64M
CCP
2908
DELISTED
Care Capital Properties, Inc.
CCP
– –
-256,096
Closed -$6.84M
TVIA
2909
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-26,961
Closed -$6K
NSR
2910
DELISTED
Neustar Inc
NSR
– –
-56,143
Closed -$1.87M
ENOC
2911
DELISTED
EnerNOC, Inc.
ENOC
– –
-158,030
Closed -$1.22M
RAI
2912
DELISTED
Reynolds American Inc
RAI
– –
-1,049,482
Closed -$68.3M
KCG
2913
DELISTED
KCG Holdings, Inc.
KCG
– –
-57,987
Closed -$1.16M
PNRA
2914
DELISTED
Panera Bread Co
PNRA
– –
-23,188
Closed -$7.3M
KATE
2915
DELISTED
Kate Spade & Company
KATE
– –
-617,211
Closed -$11.4M
BHI
2916
DELISTED
Baker Hughes
BHI
– –
-675,781
Closed -$36.8M
ALJ
2917
DELISTED
Alon USA Energy Inc
ALJ
– –
-12,578
Closed -$168K
OKS
2918
DELISTED
Oneok Partners LP
OKS
– –
-21,417
Closed -$1.09M
DCTH
2919
DELISTED
Delcath Systems Inc
DCTH
– –
-22,824
Closed -$4K
PSTB
2920
DELISTED
Park Sterling Corp.
PSTB
– –
-17,770
Closed -$212K
VSTO
2921
DELISTED
Vista Outdoor Inc.
VSTO
– –
-11,134
Closed -$251K
CBB
2922
DELISTED
Cincinnati Bell Inc.
CBB
– –
-126,122
Closed -$2.47M
TRCO
2923
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-13,698
Closed -$558K
TNH
2924
DELISTED
Terra Nitrogen
TNH
– –
-2,765
Closed -$237K
BOBE
2925
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-3,983
Closed -$285K
114 115 116
117
118

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AAMU
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.