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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMI
2876
DELISTED
Intermolecular, Inc.
IMI
– –
-10,779
Closed -$11K
BT
2877
DELISTED
BT Group plc (ADR)
BT
– –
-42,324
Closed -$814K
USG
2878
DELISTED
Usg
USG
– –
-73,243
Closed -$2.39M
BEL
2879
DELISTED
Belmond Ltd.
BEL
– –
-80,910
Closed -$1.1M
ICON
2880
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1,035
Closed -$58K
SGYP
2881
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-75,701
Closed -$219K
ITG
2882
DELISTED
Investment Technology Group Inc
ITG
– –
-50,931
Closed -$1.13M
SN
2883
DELISTED
Sanchez Energy Corporation
SN
– –
-34,770
Closed -$166K
FCB
2884
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-5,301
Closed -$256K
BSJI
2885
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
– –
-42,294
Closed -$1.07M
ECYT
2886
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-10,433
Closed -$15K
JONE
2887
DELISTED
Jones Energy, Inc.
JONE
– –
-6,034
Closed -$230K
NYRT
2888
DELISTED
New York REIT, Inc.
NYRT
– –
-5,322
Closed -$418K
HGT
2889
DELISTED
Hugoton Royalty Trust
HGT
– –
-10,255
Closed -$19K
CPLA
2890
DELISTED
Capella Education Company
CPLA
– –
-12,977
Closed -$910K
KND
2891
DELISTED
Kindred Healthcare
KND
– –
-206,141
Closed -$1.4M
BGC
2892
DELISTED
General Cable Corporation
BGC
– –
-55,588
Closed -$1.05M
AHGP
2893
DELISTED
Alliance Holdings GP
AHGP
– –
-134,849
Closed -$3.75M
SCMP
2894
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-80,930
Closed -$954K
BSJH
2895
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-40,390
Closed -$1.04M
GLBL
2896
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
– –
-1,117,750
Closed -$5.31M
GIMO
2897
DELISTED
Gigamon Inc.
GIMO
– –
-70,617
Closed -$2.98M
RT
2898
DELISTED
Ruby Tuesday Georgia
RT
– –
-312,904
Closed -$668K
PLPM
2899
DELISTED
Planet Payment, Inc
PLPM
– –
-14,192
Closed -$60K
TESO
2900
DELISTED
Tesco Corp
TESO
– –
-12,506
Closed -$67K
114 115
116
117 118

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.