We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETRM
2876
DELISTED
EnteroMedics Inc.
ETRM
$5K ﹤0.01%
+562
New +$7.63K
TLOG
2877
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$3K ﹤0.01%
21,405
-460
-2% -$106
COSI
2878
DELISTED
COSI INC NEW COM STK (DE)
COSI
$1K ﹤0.01%
17,675
-332
-2% -$76
ADMA icon
2879
ADMA Biologics
ADMA
$2.07B
– –
-29,747
Closed -$177K
AGEN
2880
Agenus
AGEN
$346M
– –
-1,027
Closed -$82K
OSG
2881
Octave Specialty Group
OSG
$253M
– –
-52,894
Closed -$871K
ATEC icon
2882
Alphatec Holdings
ATEC
$1.59B
– –
-2,592
Closed -$11K
AVNW icon
2883
Aviat Networks
AVNW
$277M
– –
-22,040
Closed -$86K
AWI icon
2884
Armstrong World Industries
AWI
$7.74B
– –
-9,971
Closed -$390K
BIP icon
2885
Brookfield Infrastructure Partners
BIP
$18.4B
– –
-68,733
Closed -$1.23M
BRKL
2886
DELISTED
Brookline Bancorp
BRKL
– –
-21,642
Closed -$239K
CARM
2887
DELISTED
Carisma Therapeutics
CARM
– –
-517
Closed -$17K
CLNE icon
2888
Clean Energy Fuels
CLNE
$412M
– –
-22,414
Closed -$78K
DBL
2889
DoubleLine Opportunistic Credit Fund
DBL
$279M
– –
-35,024
Closed -$938K
DHX icon
2890
DHI Group
DHX
$179M
– –
-11,021
Closed -$69K
ENTA icon
2891
Enanta Pharmaceuticals
ENTA
$387M
– –
-36,718
Closed -$809K
ESE icon
2892
ESCO Technologies
ESE
$8.45B
– –
-6,386
Closed -$255K
FCF icon
2893
First Commonwealth Financial
FCF
$2.22B
– –
-26,456
Closed -$243K
H icon
2894
Hyatt Hotels
H
$16.4B
– –
-13,272
Closed -$652K
HCI icon
2895
HCI Group
HCI
$2.28B
– –
-48,579
Closed -$1.32M
HEZU icon
2896
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$584M
– –
-42,945
Closed -$1.03M
HRI icon
2897
Herc Holdings
HRI
$5.71B
– –
-9,240
Closed -$307K
AGIG
2898
Abundia Global Impact Group
AGIG
$40.9M
– –
-472
Closed -$13K
HXL icon
2899
Hexcel
HXL
$7.88B
– –
-9,415
Closed -$392K
IVV icon
2900
iShares Core S&P 500 ETF
IVV
$900B
$0 ﹤0.01%
2
– –
114 115
116
117 118

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.