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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOVX icon
2876
Theriva Biologics
TOVX
$10.3M
$29K ﹤0.01%
+1
New +$24.6K
ARP
2877
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$29K ﹤0.01%
10,459
-13,372
-56% -$51.1K
NETI
2878
DELISTED
Eneti Inc.
NETI
$28K ﹤0.01%
174
-45
-21% -$8.41K
AXAS
2879
DELISTED
Abraxas Petroleum Corp
AXAS
$28K ﹤0.01%
1,098
-307
-22% -$11.4K
OIBR
2880
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$28K ﹤0.01%
41,026
-5,607
-12% -$6.16K
ALIM
2881
DELISTED
Alimera Sciences
ALIM
$27K ﹤0.01%
+812
New +$45.7K
ARQL
2882
DELISTED
Arqule Inc
ARQL
$25K ﹤0.01%
13,131
+1,640
+14% +$2.83K
MM
2883
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$25K ﹤0.01%
14,029
-5,144
-27% -$8.29K
PLUG icon
2884
Plug Power
PLUG
$3B
$24K ﹤0.01%
12,949
-6,075
-32% -$12.9K
ALSK
2885
DELISTED
Alaska Communications Systems
ALSK
$24K ﹤0.01%
+10,746
New +$23.4K
MR
2886
DELISTED
Montage Resources Corporation Common Stock
MR
$24K ﹤0.01%
808
-216
-21% -$12.4K
IMN
2887
DELISTED
Imation
IMN
$24K ﹤0.01%
10,966
-1,069
-9% -$3.56K
EXXI
2888
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$23K ﹤0.01%
21,641
-6,108
-22% -$10.3K
LEE icon
2889
Lee Enterprises
LEE
$181M
$22K ﹤0.01%
+1,048
New +$25.8K
SBLK icon
2890
Star Bulk Carriers
SBLK
$3.22B
$22K ﹤0.01%
2,178
-100
-4% -$1.31K
CETV
2891
DELISTED
Central European Media Enterprises Ltd
CETV
$22K ﹤0.01%
10,110
-3,469
-26% -$7.44K
ROX
2892
DELISTED
Castle Brands, Inc.
ROX
$21K ﹤0.01%
16,181
+151
+0.9% +$190
PCY icon
2893
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$20K ﹤0.01%
716
-154
-18% -$4.25K
RVLT
2894
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$20K ﹤0.01%
2,076
+259
+14% +$2.83K
PALI icon
2895
Palisade Bio
PALI
$365M
– –
0
– –
AREX
2896
DELISTED
Approach Resources Inc.
AREX
$19K ﹤0.01%
10,369
-2,379
-19% -$8K
PRSO icon
2897
Peraso
PRSO
$11.1M
$18K ﹤0.01%
2
+1
+100% +$12.2K
SVRA icon
2898
Savara
SVRA
$1.2B
$18K ﹤0.01%
454
+56
+14% +$1.79K
ATRS
2899
DELISTED
Antares Pharma, Inc.
ATRS
$18K ﹤0.01%
10,704
-5,247
-33% -$10.3K
VMEM
2900
DELISTED
VIOLIN MEMORY, INC.
VMEM
$18K ﹤0.01%
3,247
-832
-20% -$6.62K
114 115
116
117 118

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.