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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMNX
2851
DELISTED
Luminex Corp
LMNX
– –
-61,157
Closed -$1.24M
BPFH
2852
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-16,016
Closed -$266K
EGOV
2853
DELISTED
NIC Inc
EGOV
– –
-47,111
Closed -$808K
FIT
2854
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-34,938
Closed -$244K
HSBC.PRA
2855
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-200,000
Closed -$5.28M
BSJK
2856
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-70,885
Closed -$1.77M
MINI
2857
DELISTED
Mobile Mini Inc
MINI
– –
-41,919
Closed -$1.45M
PGNX
2858
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-285,574
Closed -$2.1M
SES
2859
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-419
Closed -$14K
JMLP
2860
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-160,563
Closed -$1.43M
CARO
2861
DELISTED
Carolina Financial Corp.
CARO
– –
-34,890
Closed -$1.25M
BDXA
2862
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-66,243
Closed -$3.66M
MLNX
2863
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-10,706
Closed -$505K
QHC
2864
DELISTED
Quorum Health Corporation
QHC
– –
-173,838
Closed -$900K
TLRA
2865
DELISTED
Telaria, Inc.
TLRA
– –
-15,520
Closed -$68K
AVX
2866
DELISTED
AVX Corporation
AVX
– –
-16,721
Closed -$305K
AYR
2867
DELISTED
Aircastle Ltd
AYR
– –
-72,535
Closed -$1.62M
ZAYO
2868
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-92,229
Closed -$3.17M
PIR
2869
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-782
Closed -$64K
CPL
2870
DELISTED
CPFL Energia S.A.
CPL
– –
-23,319
Closed -$400K
ARQL
2871
DELISTED
Arqule Inc
ARQL
– –
-21,092
Closed -$23K
FGP
2872
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-10,153
Closed -$52K
BSJJ
2873
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-69,717
Closed -$1.72M
OLBK
2874
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-11,967
Closed -$335K
ALDR
2875
DELISTED
Alder Biopharmaceuticals
ALDR
– –
-19,973
Closed -$245K
113 114
115
116 117

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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.