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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.8B
AUM Growth
+$145M
Cap. Flow
-$898M
Cap. Flow %
-2.82%
Top 10 Hldgs %
5.32%
Holding
3,043
New
137
Increased
1,222
Reduced
1,432
Closed
170

Top Buys

Rank Stock Value
1
SPGI icon
S&P Global
SPGI
+$50.6M
2
GPN icon
Global Payments
GPN
+$45.5M
3
ULTA icon
Ulta Beauty
ULTA
+$43.9M
4
TDG icon
TransDigm Group
TDG
+$42.1M
5
FBIN icon
Fortune Brands Innovations
FBIN
+$36.2M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$66.9M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$66.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.7M
4
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$51.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$48.8M

Sector Composition

Rank Sector Weight
1 Technology 11.47%
2 Healthcare 11.35%
3 Consumer Discretionary 10.7%
4 Financials 10.46%
5 Consumer Staples 10.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSS icon
2851
DSS Inc
DSS
$5.39M
$8K ﹤0.01%
18
– –
GEVO icon
2852
Gevo
GEVO
$360M
$8K ﹤0.01%
35
– –
CRVP
2853
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$8K ﹤0.01%
11,586
– –
ESNC
2854
DELISTED
EnSync Inc
ESNC
$8K ﹤0.01%
20,360
– –
SEEL
2855
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
BEBE
2856
DELISTED
Bebe Stores Inc
BEBE
$7K ﹤0.01%
1,305
-63
-5% -$304
TLOG
2857
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$7K ﹤0.01%
21,865
– –
NWBO
2858
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$7K ﹤0.01%
12,251
-1,039
-8% -$1.11K
SCON
2859
DELISTED
Superconductor Technologies Inc.
SCON
$6K ﹤0.01%
20
– –
CERE
2860
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$6K ﹤0.01%
16,200
– –
UAMY icon
2861
United States Antimony
UAMY
$751M
$5K ﹤0.01%
23,700
– –
PIOI
2862
DELISTED
Active Power Inc
PIOI
$5K ﹤0.01%
12,936
– –
PTX
2863
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$5K ﹤0.01%
1,183
-96
-8% -$627
WGA
2864
DELISTED
AG&E Holdings Inc
WGA
$5K ﹤0.01%
20,248
– –
YUMA
2865
DELISTED
Yuma Energy Inc
YUMA
$4K ﹤0.01%
46
– –
FCRE
2866
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$3K ﹤0.01%
2,407
– –
TWER
2867
DELISTED
Towerstream Corporation Common Stock
TWER
$2K ﹤0.01%
650
– –
ABG icon
2868
Asbury Automotive
ABG
$4.31B
– –
-3,618
Closed -$217K
AHT
2869
Ashford Hospitality Trust
AHT
$20.9M
– –
-28
Closed -$180K
BFK
2870
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-31,167
Closed -$475K
BHR
2871
Braemar Hotels & Resorts
BHR
$156M
– –
-114,581
Closed -$1.32M
BLDR icon
2872
Builders FirstSource
BLDR
$7.15B
– –
-11,338
Closed -$128K
BX icon
2873
Blackstone
BX
$102B
– –
-11,100
Closed -$311K
CAF
2874
Morgan Stanley China A Share Fund
CAF
$322M
– –
-10,101
Closed -$171K
CIO
2875
DELISTED
City Office REIT
CIO
– –
-20,000
Closed -$228K
113 114
115
116 117

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2016 Portfolio in Review

As of Q2 2016, Guggenheim Capital held 3,043 positions worth $31.8B, up 0.46% from $31.7B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital's Q2 2016 filing shows 137 new, 1,222 increased, 1,432 reduced and 170 closed positions. Its largest new stake was S&P Global: 471,834 shares worth $50.6M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $66.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q2 2016 buy was S&P Global: 471,834 shares worth $50.6M.
  • Guggenheim Capital added most to Global Payments in Q2 2016, an estimated $45.5M increase.
  • Guggenheim Capital's biggest Q2 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $66.9M.
  • Guggenheim Capital fully exited CAMERON INTERNATIONAL CORPORATION in Q2 2016, selling an estimated $51.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $31.8B portfolio in Q2 2016.
  • Guggenheim Capital opened 137 new positions and closed 170 in Q2 2016.
  • Guggenheim Capital's portfolio value rose 0.46% quarter-over-quarter to $31.8B.

Based on Guggenheim Capital's 13F filing for Q2 2016, filed 15 Aug 2016.