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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITS
2851
Lite Strategy Inc
LITS
$31.6M
$13K ﹤0.01%
+530
New +$13.2K
IMBI
2852
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$13K ﹤0.01%
1,103
-964
-47% -$9.09K
PIOI
2853
DELISTED
Active Power Inc
PIOI
$13K ﹤0.01%
12,936
+1,436
+12% +$1.54K
PTX
2854
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$13K ﹤0.01%
1,279
-923
-42% -$18.3K
NETE
2855
DELISTED
NETEGRITY INC
NETE
$13K ﹤0.01%
41,958
+4,658
+12% +$1.44K
AGIG
2856
Abundia Global Impact Group
AGIG
$39.2M
$12K ﹤0.01%
472
+141
+43% +$3.23K
NWG icon
2857
NatWest
NWG
$75.8B
$12K ﹤0.01%
1,787
+980
+121% +$7.43K
CNSY
2858
Cerenome, Inc. Common Stock
CNSY
$26.6M
– –
0
– –
PTN
2859
Palatin Technologies
PTN
$14M
$12K ﹤0.01%
17
+1
+6% +$650
CTHR
2860
DELISTED
Charles & Colvard Ltd
CTHR
$12K ﹤0.01%
+1,069
New +$10.9K
MTEM
2861
DELISTED
Molecular Templates, Inc.
MTEM
$12K ﹤0.01%
+147
New +$8.68K
RELV
2862
DELISTED
Reliv International Inc
RELV
$12K ﹤0.01%
1,960
+217
+12% +$1.26K
GMO
2863
DELISTED
General Moly, Inc.
GMO
$12K ﹤0.01%
34,034
+7,334
+27% +$1.75K
REN
2864
DELISTED
Resolute Energy Corporaton
REN
$12K ﹤0.01%
4,849
+1,303
+37% +$3.88K
AIM
2865
AIM ImmunoTech
AIM
$7.51M
$12K ﹤0.01%
+2
New +$12.8K
COHN icon
2866
Cohen & Co
COHN
$36.4M
$11K ﹤0.01%
1,237
+137
+12% +$1.32K
XPL icon
2867
Solitario Resources
XPL
$68.9M
$11K ﹤0.01%
22,811
+9,111
+67% +$4.35K
SEEL
2868
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
IMUC
2869
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$11K ﹤0.01%
946
+467
+97% +$5.25K
OXGN
2870
DELISTED
OXIGENE INC COM
OXGN
$11K ﹤0.01%
13,948
+1,548
+12% +$974
LTRX icon
2871
Lantronix
LTRX
$260M
$10K ﹤0.01%
+10,574
New +$10.8K
CVO
2872
DELISTED
Cenevo, Inc.
CVO
$10K ﹤0.01%
+2,925
New +$12K
EMMS
2873
DELISTED
Emmis Communications Corp
EMMS
$10K ﹤0.01%
+4,735
New +$10K
DGSE
2874
DELISTED
DGSE Companies, Inc.
DGSE
$10K ﹤0.01%
19,685
+2,185
+12% +$1.09K
AIG.WS
2875
DELISTED
American International Group, Inc.
AIG.WS
$9K ﹤0.01%
463
– –
113 114
115
116 117

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.