We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTI icon
2851
TETRA Technologies
TTI
$1.27B
$82K ﹤0.01%
10,963
-228,547
-95% -$1.78M
CRK icon
2852
Comstock Resources
CRK
$3.88B
$80K ﹤0.01%
8,582
-2,670
-24% -$31.9K
UCFC
2853
DELISTED
United Community Financial Corp
UCFC
$80K ﹤0.01%
13,612
+2,829
+26% +$16K
VWO icon
2854
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$79K ﹤0.01%
2,400
-19,500
-89% -$671K
XNPT
2855
DELISTED
XENOPORT, INC.
XNPT
$79K ﹤0.01%
14,504
-180
-1% -$1.01K
TSYS
2856
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$79K ﹤0.01%
15,996
+464
+3% +$2.06K
ACGN
2857
DELISTED
Aceragen Inc
ACGN
$78K ﹤0.01%
186
+2
+1% +$895
TESO
2858
DELISTED
Tesco Corp
TESO
$78K ﹤0.01%
10,728
-71,141
-87% -$556K
BTU
2859
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$78K ﹤0.01%
10,204
+8,232
+417% +$119K
QMCO icon
2860
Quantum Corp
QMCO
$460M
$76K ﹤0.01%
507
+66
+15% +$9.05K
SNMX
2861
DELISTED
Senomyx, Inc.
SNMX
$76K ﹤0.01%
20,249
+2,957
+17% +$13.5K
SZYM
2862
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$76K ﹤0.01%
30,616
+10,812
+55% +$32.1K
CIVI
2863
DELISTED
Civitas Resources
CIVI
$74K ﹤0.01%
126
-31
-20% -$23.2K
LCTX icon
2864
Lineage Cell Therapeutics
LCTX
$282M
$74K ﹤0.01%
22,445
+685
+3% +$2.05K
ALIM
2865
DELISTED
Alimera Sciences
ALIM
$74K ﹤0.01%
2,006
+1,194
+147% +$51.8K
AMRC icon
2866
Ameresco
AMRC
$1.36B
$73K ﹤0.01%
+11,745
New +$75.7K
NOG icon
2867
Northern Oil and Gas
NOG
$2.21B
$73K ﹤0.01%
1,904
-22,887
-92% -$1.09M
CPRX
2868
DELISTED
Catalyst Pharmaceutical
CPRX
$72K ﹤0.01%
29,144
+9,665
+50% +$27.7K
CDMO
2869
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$72K ﹤0.01%
8,864
+2,162
+32% +$17.5K
GLUU
2870
DELISTED
Glu Mobile Inc.
GLUU
$71K ﹤0.01%
28,999
+4,161
+17% +$14.3K
FMSA
2871
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$69K ﹤0.01%
+29,476
New +$77.6K
GORO icon
2872
Goldgroup Mining Inc.
GORO
$160M
$68K ﹤0.01%
41,101
-7,631
-16% -$18.3K
MCF
2873
DELISTED
Contango Oil & Gas Co.
MCF
$68K ﹤0.01%
+10,625
New +$83.5K
NADL
2874
DELISTED
North Atlantic Drilling Ltd
NADL
$67K ﹤0.01%
26,963
-36,932
-58% -$236K
DRRX
2875
DELISTED
DURECT Corp
DRRX
$66K ﹤0.01%
2,974
+102
+4% +$2.21K
113 114
115
116 117

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.