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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCTX icon
2851
Lineage Cell Therapeutics
LCTX
$274M
$52K ﹤0.01%
21,760
-636
-3% -$1.65K
XNPT
2852
DELISTED
XENOPORT, INC.
XNPT
$51K ﹤0.01%
14,684
-2,303
-14% -$14.5K
SZYM
2853
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$51K ﹤0.01%
19,804
-5,455
-22% -$14.2K
QMCO icon
2854
Quantum Corp
QMCO
$473M
$49K ﹤0.01%
441
-58
-12% -$10.7K
CDMO
2855
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$48K ﹤0.01%
6,702
-423
-6% -$3.53K
MTSN
2856
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$48K ﹤0.01%
20,843
-1,299
-6% -$3.68K
PCO
2857
DELISTED
Pendrell Corporation - Class A
PCO
$47K ﹤0.01%
65
-16
-20% -$21.8K
PTX
2858
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$46K ﹤0.01%
1,457
+436
+43% +$20.9K
UEC icon
2859
Uranium Energy
UEC
$5.58B
$42K ﹤0.01%
42,768
-5,087
-11% -$6.26K
IMBI
2860
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$42K ﹤0.01%
1,609
-133
-8% -$3.23K
GST
2861
DELISTED
Gastar Exploration Inc.
GST
$41K ﹤0.01%
35,948
-3,867
-10% -$6.41K
BTU
2862
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$41K ﹤0.01%
1,972
-7,744
-80% -$175K
LBRDA icon
2863
Liberty Broadband Class A
LBRDA
$5.19B
$39K ﹤0.01%
774
-8,271
-91% -$447K
COVS
2864
DELISTED
Covisint Corporation
COVS
$38K ﹤0.01%
17,893
-5,838
-25% -$16.1K
XCO
2865
DELISTED
Exco Resources
XCO
$37K ﹤0.01%
3,317
-1,422
-30% -$15.7K
TPLM
2866
DELISTED
Triangle Petroleum Corporation
TPLM
$37K ﹤0.01%
25,912
-28,636
-52% -$96.1K
KEG
2867
DELISTED
KEY ENERGY SERVICES INC
KEG
$37K ﹤0.01%
77,576
+30,738
+66% +$14.7K
WTI icon
2868
W&T Offshore
WTI
$528M
$36K ﹤0.01%
11,855
-6,528
-36% -$24.3K
CYTR
2869
DELISTED
CytRx Corp
CYTR
$33K ﹤0.01%
2,320
-47
-2% -$796
NAVB
2870
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$31K ﹤0.01%
683
-287
-30% -$10.8K
NBG
2871
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$30K ﹤0.01%
65,400
– –
TAT
2872
DELISTED
TransAtlantic Petroleum LTD.
TAT
$30K ﹤0.01%
11,960
-2,824
-19% -$9.38K
HK
2873
DELISTED
Halcon Resources Corporation
HK
$30K ﹤0.01%
327
-104
-24% -$17.1K
FRO icon
2874
Frontline
FRO
$8.7B
$29K ﹤0.01%
2,164
-861
-28% -$11.6K
INSG icon
2875
Inseego
INSG
$84.4M
$29K ﹤0.01%
1,287
-125
-9% -$3.18K
113 114
115
116 117

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.